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PreprintCC BY-NCbioRxiv

Tracking 3D forest density dynamics in a mixed temperate forestusing occlusion-aware voxel transmittance and consistent multitemporalUAV-LiDAR

  1. 1University of Freiburg

Abstract

Forest structure and density dynamics drive ecosystem processes including carbon sequestration, microclimate regulation, and photosynthetic capacity. While LiDAR can capture these properties, high-frequency monitoring remains constrained by scarce multi-temporal datasets, inconsistent acquisitions, and occlusion biases confounding true structural change with methodological artifacts. This study investigates spatio-temporal forest structure dynamics through voxel transmittance in a European mixed temperate forest. We acquired an extensive UAV LiDAR dataset of 38 flights with identical sensor settings over more than two years. With a custom ray-tracing framework, we estimated voxel transmittance and mapped occlusion at 0.25m resolution. Multi-temporal comparability was ensured through consistency masking and leaf-off baseline initialization of empty space. Voxel transmittance and attenuation dynamics were analyzed across three areas of interest, covering a mixed plot, a beech and a Douglas fir patch. The results revealed distinct phenological signatures: European beech showed high-amplitude seasonal variation (70% attenuation volume reduction from summer to winter) with rapid spring foliation and stable winter baselines, whereas Douglas fir exhibited 12.7% variance with delayed growth onset and no stable winter baseline. Inter-annual comparisons indicated increasing blocking biomass with upward vertical shifts in transmittance profiles from tree growth and crown expansion. Two-dimensional attenuation mapping enabled the detection of individual tree dynamics and discrete structural disturbances. We demonstrate that consistent high-frequency UAV LiDAR acquisitions enable forest morphology monitoring through relative voxel transmittance. Our occlusion-aware framework differentiates structural changes from sampling biases, providing insights into forest dynamics at high spatio-temporal resolution.

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BibTeX
@misc{gassilloud2026tracking,
  title = {{Tracking 3D forest density dynamics in a mixed temperate forestusing occlusion-aware voxel transmittance and consistent multitemporalUAV-LiDAR}},
  author = {M. Gassilloud and B. Koch and A. Goeritz},
  howpublished = {bioRxiv},
  year = {2026},
  month = sep,
  doi = {10.64898/2026.09.16.751970},
  url = {https://www.biorxiv.org/content/10.64898/2026.09.16.751970v1},
  note = {CC BY-NC},
}
RIS
TY  - UNPB
TI  - Tracking 3D forest density dynamics in a mixed temperate forestusing occlusion-aware voxel transmittance and consistent multitemporalUAV-LiDAR
AU  - M. Gassilloud
AU  - B. Koch
AU  - A. Goeritz
PY  - 2026
DA  - 2026/09/16
PB  - bioRxiv
DO  - 10.64898/2026.09.16.751970
UR  - https://www.biorxiv.org/content/10.64898/2026.09.16.751970v1
AB  - Forest structure and density dynamics drive ecosystem processes including carbon sequestration, microclimate regulation, and photosynthetic capacity. While LiDAR can capture these properties, high-frequency monitoring remains constrained by scarce multi-temporal datasets, inconsistent acquisitions, and occlusion biases confounding true structural change with methodological artifacts. This study investigates spatio-temporal forest structure dynamics through voxel transmittance in a European mixed temperate forest. We acquired an extensive UAV LiDAR dataset of 38 flights with identical sensor settings over more than two years. With a custom ray-tracing framework, we estimated voxel transmittance and mapped occlusion at 0.25m resolution. Multi-temporal comparability was ensured through consistency masking and leaf-off baseline initialization of empty space. Voxel transmittance and attenuation dynamics were analyzed across three areas of interest, covering a mixed plot, a beech and a Douglas fir patch. The results revealed distinct phenological signatures: European beech showed high-amplitude seasonal variation (70% attenuation volume reduction from summer to winter) with rapid spring foliation and stable winter baselines, whereas Douglas fir exhibited 12.7% variance with delayed growth onset and no stable winter baseline. Inter-annual comparisons indicated increasing blocking biomass with upward vertical shifts in transmittance profiles from tree growth and crown expansion. Two-dimensional attenuation mapping enabled the detection of individual tree dynamics and discrete structural disturbances. We demonstrate that consistent high-frequency UAV LiDAR acquisitions enable forest morphology monitoring through relative voxel transmittance. Our occlusion-aware framework differentiates structural changes from sampling biases, providing insights into forest dynamics at high spatio-temporal resolution.
ER  -