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Peer-reviewedCC BYScientific Reports

A decision-aware framework for pre-regulatory academic early warning under resource constraints

4 affiliations
  1. 1Faculty of Arts and Communications, Thai Nguyen University of Information and Communication Technology
  2. 2School of Computer Science and AI, Duy Tan University
  3. 3Faculty of Information Technology, Hai Phong University
  4. 4Faculty of Information Technology, Thai Nguyen University of Information and Communication Technology

Abstract

Academic early-warning systems are commonly evaluated as prediction tools, although their institutional value depends on how risk estimates are translated into support decisions. We developed and retrospectively evaluated a decision-aware framework for pre-regulatory academic warning using longitudinal administrative records spanning six academic years and twelve standardised semesters at a regional public university. Condition-specific risks of violating formal academic-warning regulations were estimated using three predictive backbones and evaluated through semester-based rolling-origin testing. Calibrated probabilities were converted into support priorities using context-sensitive expected regulatory violation costs under a fixed semester-level support budget. At 20% intervention coverage, the proposed policy reduced the missed intervention rate to 0.447, compared with 0.514 for the strongest non-ERVC comparator, while increasing positive predictive value from 0.377 to 0.429. The estimated equity gap in missed intervention was smaller under ERVC (0.052 versus 0.081 for the strongest non-ERVC comparator), but the paired difference did not reach conventional statistical significance ( p=0.06 ), indicating a favourable but statistically uncertain equity pattern. These findings support evaluating early-warning systems through decision quality, resource use, and equity, while preserving human oversight and formal academic governance.

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BibTeX
@article{phung2026decisionaware,
  title = {{A decision-aware framework for pre-regulatory academic early warning under resource constraints}},
  author = {Trung-Nghia Phung and Gia-Nhu Nguyen and Dac-Nhuong Le and The-Vinh Nguyen},
  journal = {Scientific Reports},
  year = {2026},
  month = sep,
  doi = {10.1038/s41598-026-72395-0},
  url = {https://doi.org/10.1038/s41598-026-72395-0},
  note = {CC BY},
}
RIS
TY  - JOUR
TI  - A decision-aware framework for pre-regulatory academic early warning under resource constraints
AU  - Trung-Nghia Phung
AU  - Gia-Nhu Nguyen
AU  - Dac-Nhuong Le
AU  - The-Vinh Nguyen
PY  - 2026
DA  - 2026/09/01
JO  - Scientific Reports
DO  - 10.1038/s41598-026-72395-0
UR  - https://doi.org/10.1038/s41598-026-72395-0
AB  - Academic early-warning systems are commonly evaluated as prediction tools, although their institutional value depends on how risk estimates are translated into support decisions. We developed and retrospectively evaluated a decision-aware framework for pre-regulatory academic warning using longitudinal administrative records spanning six academic years and twelve standardised semesters at a regional public university. Condition-specific risks of violating formal academic-warning regulations were estimated using three predictive backbones and evaluated through semester-based rolling-origin testing. Calibrated probabilities were converted into support priorities using context-sensitive expected regulatory violation costs under a fixed semester-level support budget. At 20% intervention coverage, the proposed policy reduced the missed intervention rate to 0.447, compared with 0.514 for the strongest non-ERVC comparator, while increasing positive predictive value from 0.377 to 0.429. The estimated equity gap in missed intervention was smaller under ERVC (0.052 versus 0.081 for the strongest non-ERVC comparator), but the paired difference did not reach conventional statistical significance ( p=0.06 ), indicating a favourable but statistically uncertain equity pattern. These findings support evaluating early-warning systems through decision quality, resource use, and equity, while preserving human oversight and formal academic governance.
SN  - 2045-2322
ER  -