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Peer-reviewedCC BY 4.0Mathematics

How Symmetric Is Uplink–Downlink Duality? Per-User Power Allocation in Multiuser MISO Beamforming

  1. 1Department of Information and Telecommunication Engineering, Incheon National University, Incheon 22012, Republic of Korea

Abstract

Uplink–downlink (UL–DL) duality is a standard tool in multiuser transmit optimization. With the beamforming directions held fixed, the downlink power minimization problem and its virtual uplink counterpart are feasible for exactly the same signal-to-interference-plus-noise ratio (SINR) targets and attain the same minimum total power, so a downlink power allocation is routinely obtained by solving the uplink problem instead. That guarantee is an aggregate one. In this paper, we ask what it covers for the individual user. Exchanging the two links transposes the interference coupling matrix, and transposition preserves the spectrum but not the solution of the associated linear system. We show that the per-user allocation is preserved for every feasible SINR target if and only if the coupling matrix is symmetric, we introduce a scalar asymmetry measure, and we derive a bound that factorizes the per-user gap into structure, coupling magnitude, and load. Under matched filtering, the symmetry condition reduces to equality of the channel norms, so the asymmetry decays at least as fast as the inverse square root of the number of antennas under homogeneous large-scale fading. Numerically, a 6 dB path-loss spread removes that decay, and regularized zero-forcing suppresses the coupling magnitude rather than the asymmetry.

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BibTeX
@article{kwon2026symmetric,
  title = {{How Symmetric Is Uplink–Downlink Duality? Per-User Power Allocation in Multiuser MISO Beamforming}},
  author = {Bogyu Kwon and Do-Yup Kim},
  journal = {Mathematics},
  year = {2026},
  month = oct,
  doi = {10.3390/math14203736},
  url = {https://www.mdpi.com/2227-7390/14/20/3736},
  note = {CC BY 4.0},
}
RIS
TY  - JOUR
TI  - How Symmetric Is Uplink–Downlink Duality? Per-User Power Allocation in Multiuser MISO Beamforming
AU  - Bogyu Kwon
AU  - Do-Yup Kim
PY  - 2026
DA  - 2026/10/14
JO  - Mathematics
DO  - 10.3390/math14203736
UR  - https://www.mdpi.com/2227-7390/14/20/3736
AB  - Uplink–downlink (UL–DL) duality is a standard tool in multiuser transmit optimization. With the beamforming directions held fixed, the downlink power minimization problem and its virtual uplink counterpart are feasible for exactly the same signal-to-interference-plus-noise ratio (SINR) targets and attain the same minimum total power, so a downlink power allocation is routinely obtained by solving the uplink problem instead. That guarantee is an aggregate one. In this paper, we ask what it covers for the individual user. Exchanging the two links transposes the interference coupling matrix, and transposition preserves the spectrum but not the solution of the associated linear system. We show that the per-user allocation is preserved for every feasible SINR target if and only if the coupling matrix is symmetric, we introduce a scalar asymmetry measure, and we derive a bound that factorizes the per-user gap into structure, coupling magnitude, and load. Under matched filtering, the symmetry condition reduces to equality of the channel norms, so the asymmetry decays at least as fast as the inverse square root of the number of antennas under homogeneous large-scale fading. Numerically, a 6 dB path-loss spread removes that decay, and regularized zero-forcing suppresses the coupling magnitude rather than the asymmetry.
SN  - 2227-7390
ER  -