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Peer-reviewedCC BYScientific Reports

An explainable ensemble machine learning approach for coefficient of compressibility prediction of Chengdu clay

  1. 1School of Earth Sciences, Guilin University of Technology
  2. 2School of Business, Guilin University of Technology

Abstract

Accurate prediction of the coefficient of compressibility (av) for regional clays remains a fundamental challenge in geotechnical engineering. Focusing on Chengdu clays, this study proposes a machine learning framework that integrates physically constrained data augmentation, differentiated hyperparameter optimization, and interpretability analysis. Based on 338 experimental datasets, a hybrid optimization strategy (Grid Search + Bayesian Optimization) is employed to ensure fair model comparison. The statistical significance of performance differences is rigorously validated using 30 iterations of Monte Carlo cross-validation combined with paired t-tests. Generalization capability is assessed via spatial grouping cross-validation, accompanied by Bootstrap-based uncertainty quantification. Results demonstrate that LightGBM achieves the highest predictive accuracy (test R2 = 0.8817), significantly outperforming comparison models (p < 0.05). XGBoost exhibits comparable accuracy (R2 = 0.8805), while Random Forest demonstrates superior robustness in spatial cross-validation (R2 = 0.7273). Multi-model analysis consistently identifies water content and liquidity index as the dominant factors governing av, with cumulative contribution exceeding 95%. SHAP analysis confirms both factors exhibit monotonically positive effects with approximate additivity. Tree-based models yield Bootstrap confidence intervals with mean widths ranging from 0.0526 to 0.0653 MPa-1, providing essential risk references for engineering practice. This study not only delivers a reliable predictive tool for av of Chengdu clays but also establishes a reproducible, physically guided, and statistically rigorous paradigm for regional geotechnical machine learning research.

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BibTeX
@article{wang2026explainable,
  title = {{An explainable ensemble machine learning approach for coefficient of compressibility prediction of Chengdu clay}},
  author = {Tongtong Wang and Hanying Bai and Lihong Yang},
  journal = {Scientific Reports},
  year = {2026},
  month = sep,
  doi = {10.1038/s41598-026-69689-8},
  url = {https://doi.org/10.1038/s41598-026-69689-8},
  note = {CC BY},
}
RIS
TY  - JOUR
TI  - An explainable ensemble machine learning approach for coefficient of compressibility prediction of Chengdu clay
AU  - Tongtong Wang
AU  - Hanying Bai
AU  - Lihong Yang
PY  - 2026
DA  - 2026/09/01
JO  - Scientific Reports
DO  - 10.1038/s41598-026-69689-8
UR  - https://doi.org/10.1038/s41598-026-69689-8
AB  - Accurate prediction of the coefficient of compressibility (av) for regional clays remains a fundamental challenge in geotechnical engineering. Focusing on Chengdu clays, this study proposes a machine learning framework that integrates physically constrained data augmentation, differentiated hyperparameter optimization, and interpretability analysis. Based on 338 experimental datasets, a hybrid optimization strategy (Grid Search + Bayesian Optimization) is employed to ensure fair model comparison. The statistical significance of performance differences is rigorously validated using 30 iterations of Monte Carlo cross-validation combined with paired t-tests. Generalization capability is assessed via spatial grouping cross-validation, accompanied by Bootstrap-based uncertainty quantification. Results demonstrate that LightGBM achieves the highest predictive accuracy (test R2 = 0.8817), significantly outperforming comparison models (p < 0.05). XGBoost exhibits comparable accuracy (R2 = 0.8805), while Random Forest demonstrates superior robustness in spatial cross-validation (R2 = 0.7273). Multi-model analysis consistently identifies water content and liquidity index as the dominant factors governing av, with cumulative contribution exceeding 95%. SHAP analysis confirms both factors exhibit monotonically positive effects with approximate additivity. Tree-based models yield Bootstrap confidence intervals with mean widths ranging from 0.0526 to 0.0653 MPa-1, providing essential risk references for engineering practice. This study not only delivers a reliable predictive tool for av of Chengdu clays but also establishes a reproducible, physically guided, and statistically rigorous paradigm for regional geotechnical machine learning research.
SN  - 2045-2322
ER  -