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PreprintarXiv licencearXiv

Phase Transition from Random Features to Fully Trainable Networks

Abstract

Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing. Partially trainable neural networks bridge fixed random features and fully adaptive representations. This paper quantifies a phase transition pattern in approximation bounds and observes analogous behavior in training errors: a rapid but smooth initial improvement followed by diminishing returns, with a sharper transition under greater initialization mismatch. Under polynomial spectral decay with exponent α>1 and leverage compatibility, we establish a squared L2 approximation rate 𝒪((κPlog(m/δ)/m)α) for two-layer networks of width m and trainable proportion P, where κP=(P/κ1*+(1−P)/κ0*)−1. The bound holds uniformly over the unit ball of a reproducing kernel Hilbert space (RKHS) with probability at least 1−δ. The constants κ0* and κ1* quantify the fixed and trainable groups' sampling mismatches relative to the target RKHS. For spherical biased-ReLU features in dimension d, we verify these assumptions with α=(d+2)/(d−1) and κ0*=4√2τ(d+1)/d for initialization scale τ≥1, and κ1*=1 under ridge leverage sampling. For d=5 and τ=10, a trainable proportion of approximately 4.1% captures 90% of the reduction in the approximation bound from P=0 to P=1. A structured three-layer example illustrates how a few trainable first-layer neurons exploit fixed downstream blocks through nonlinear composition. Numerical experiments across diverse settings, including networks with up to 15 layers, exhibit similar phase transitions in training errors.

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BibTeX
@misc{he2026phase,
  title = {{Phase Transition from Random Features to Fully Trainable Networks}},
  author = {Xin He and Huan Lao and Xiliang Lu and Shijun Zhang},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.31663},
  eprint = {2610.31663},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.31663},
}
RIS
TY  - UNPB
TI  - Phase Transition from Random Features to Fully Trainable Networks
AU  - Xin He
AU  - Huan Lao
AU  - Xiliang Lu
AU  - Shijun Zhang
PY  - 2026
DA  - 2026/10/22
PB  - arXiv
DO  - 10.48550/arxiv.2610.31663
UR  - https://arxiv.org/abs/2610.31663
AB  - Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing. Partially trainable neural networks bridge fixed random features and fully adaptive representations. This paper quantifies a phase transition pattern in approximation bounds and observes analogous behavior in training errors: a rapid but smooth initial improvement followed by diminishing returns, with a sharper transition under greater initialization mismatch. Under polynomial spectral decay with exponent α>1 and leverage compatibility, we establish a squared L_2 approximation rate 𝒪((κ_Plog(m/δ)/m)^α) for two-layer networks of width m and trainable proportion P, where κ_P=(P/κ_1^*+(1−P)/κ_0^*)^−1. The bound holds uniformly over the unit ball of a reproducing kernel Hilbert space (RKHS) with probability at least 1−δ. The constants κ_0^* and κ_1^* quantify the fixed and trainable groups' sampling mismatches relative to the target RKHS. For spherical biased-ReLU features in dimension d, we verify these assumptions with α=(d+2)/(d−1) and κ_0^*=4√2τ(d+1)/d for initialization scale τ≥1, and κ_1^*=1 under ridge leverage sampling. For d=5 and τ=10, a trainable proportion of approximately 4.1% captures 90% of the reduction in the approximation bound from P=0 to P=1. A structured three-layer example illustrates how a few trainable first-layer neurons exploit fixed downstream blocks through nonlinear composition. Numerical experiments across diverse settings, including networks with up to 15 layers, exhibit similar phase transitions in training errors.
ER  -