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Rogers--Ramanujan identities from the geometry of Xa=Yb

Abstract

We prove the conjecture of Huang, Jiang, and Oblomkov (HJO) giving a geometric extension of the Rogers--Ramanujan and Andrews--Gordon identities for every torus-knot singularity Xa=Yb with coprime 1<a<b. For a prime power q, let π’©π’žna,b(𝔽q) denote the set of pairs of commuting nilpotent nΓ— n matrices (A,B) over 𝔽q satisfying Aa=Bb. We establish the threefold equality between their normalized counts, the HJO q-series Za,b, and the explicit infinite product Pa,b: underbracevphantom| ∏mβ‰₯1(1βˆ’qβˆ’m) Biggl(βˆ‘n=0∞ lvertπ’©π’žna,b(𝔽q)rvert/lvertGLn(𝔽q)rvertBiggr) point count = underbracevphantom|Za,b(qβˆ’1) (q)βˆ’series = underbracevphantom|Pa,b(qβˆ’1) infinite product. Our main result is a stronger finite identity: the rank N HJO sum equals (q;q)N times the generating function for balanced cylindric partitions with entries bounded by N. Taking Nβ†’βˆž yields the HJO conjecture. The proof combines the compositional rational shuffle theorem of Bergeron--Garsia--Leven--Xin and Mellit with a multiplicativity theorem for slope operators and a determinantal model for bounded cylindric partitions, linked by a common q-difference equation. The finite identity and the HJO conjecture have been formalized unconditionally in Lean by AxiomProver.

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BibTeX
@misc{huang2026rogersramanujan,
  title = {{Rogers--Ramanujan identities from the geometry of $X^a=Y^b$}},
  author = {Yifeng Huang and Kenny Lau and Ken Ono},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2609.20567},
  eprint = {2609.20567},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2609.20567},
  note = {CC0},
}
RIS
TY  - UNPB
TI  - Rogers--Ramanujan identities from the geometry of X^a=Y^b
AU  - Yifeng Huang
AU  - Kenny Lau
AU  - Ken Ono
PY  - 2026
DA  - 2026/10/07
PB  - arXiv
DO  - 10.48550/arxiv.2609.20567
UR  - https://arxiv.org/abs/2609.20567
AB  - We prove the conjecture of Huang, Jiang, and Oblomkov (HJO) giving a geometric extension of the Rogers--Ramanujan and Andrews--Gordon identities for every torus-knot singularity X^a=Y^b with coprime 1<a<b. For a prime power q, let π’©π’ž_n^a,b(𝔽_q) denote the set of pairs of commuting nilpotent nΓ— n matrices (A,B) over 𝔽_q satisfying A^a=B^b. We establish the threefold equality between their normalized counts, the HJO q-series Z_a,b, and the explicit infinite product P_a,b: underbracevphantom| ∏_mβ‰₯1(1βˆ’q^βˆ’m) Biggl(βˆ‘_n=0^∞ lvertπ’©π’ž_n^a,b(𝔽_q)rvert/lvertGL_n(𝔽_q)rvertBiggr) _point count = underbracevphantom|Z_a,b(q^βˆ’1) _(q)βˆ’series = underbracevphantom|P_a,b(q^βˆ’1) _infinite product. Our main result is a stronger finite identity: the rank N HJO sum equals (q;q)_N times the generating function for balanced cylindric partitions with entries bounded by N. Taking Nβ†’βˆž yields the HJO conjecture. The proof combines the compositional rational shuffle theorem of Bergeron--Garsia--Leven--Xin and Mellit with a multiplicativity theorem for slope operators and a determinantal model for bounded cylindric partitions, linked by a common q-difference equation. The finite identity and the HJO conjecture have been formalized unconditionally in Lean by AxiomProver.
ER  -