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Peer-reviewedCC BY 4.0Mathematics

Mathematical Analysis of Backdoor-Induced Melanoma Risk in Modality-Heterogeneous Federated Learning

  1. 1College of Information Science and Engineering, Hohai University, Changzhou 213200, China
  2. 2Second Clinical Medical College, Nanjing University of Chinese Medicine, Nanjing 210023, China

Abstract

Aggregate accuracy and conventional attack success rates cannot distinguish pre-existing diagnostic errors from melanoma false negatives induced by a trigger. We evaluate melanoma-to-nevus risk downgrading in source-heterogeneous federated learning using paired clean and triggered predictions. Four source-defined clients represent clinical photography, smartphone imaging, and dermoscopy. The primary endpoint, trigger-induced paired false negatives (trigFN), counts clean-correct melanoma cases that change to a nevus prediction after triggering. In centralized screening, sticker and blend triggers produce 35 and 31 trigFN among 77 melanoma cases, whereas a square trigger produces none. Across four seeds, Full-Phase poisoning produces 16.25±10.14 trigFN and a 21.1±13.2-percentage-point melanoma-sensitivity loss; Late-Phase poisoning produces 4.75±2.99 trigFN and a 6.2±3.9-point loss. Under Full-Phase poisoning, NormClip with c=1 reduces trigFN to 2.75±3.20 and the sensitivity loss to 3.6±4.2 points, while mean balanced accuracy (BACC) changes from 0.732±0.026 to 0.708±0.034. External evaluation shows smaller within-model trigger-associated losses with clipping, although absolute melanoma sensitivity on untriggered images is lower. Paired clinical endpoints reveal harm that aggregate utility can obscure. Within the evaluated four-client, single-attacker, non-adaptive setting, norm-constrained aggregation reduces but does not eliminate harm.

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BibTeX
@article{wang2026mathematical,
  title = {{Mathematical Analysis of Backdoor-Induced Melanoma Risk in Modality-Heterogeneous Federated Learning}},
  author = {Ziyu Wang and Xinyu Li and Hongmei Chen and Chang Xu and Xuewu Zhang},
  journal = {Mathematics},
  year = {2026},
  month = oct,
  doi = {10.3390/math14213870},
  url = {https://www.mdpi.com/2227-7390/14/21/3870},
  note = {CC BY 4.0},
}
RIS
TY  - JOUR
TI  - Mathematical Analysis of Backdoor-Induced Melanoma Risk in Modality-Heterogeneous Federated Learning
AU  - Ziyu Wang
AU  - Xinyu Li
AU  - Hongmei Chen
AU  - Chang Xu
AU  - Xuewu Zhang
PY  - 2026
DA  - 2026/10/23
JO  - Mathematics
DO  - 10.3390/math14213870
UR  - https://www.mdpi.com/2227-7390/14/21/3870
AB  - Aggregate accuracy and conventional attack success rates cannot distinguish pre-existing diagnostic errors from melanoma false negatives induced by a trigger. We evaluate melanoma-to-nevus risk downgrading in source-heterogeneous federated learning using paired clean and triggered predictions. Four source-defined clients represent clinical photography, smartphone imaging, and dermoscopy. The primary endpoint, trigger-induced paired false negatives (trigFN), counts clean-correct melanoma cases that change to a nevus prediction after triggering. In centralized screening, sticker and blend triggers produce 35 and 31 trigFN among 77 melanoma cases, whereas a square trigger produces none. Across four seeds, Full-Phase poisoning produces 16.25±10.14 trigFN and a 21.1±13.2-percentage-point melanoma-sensitivity loss; Late-Phase poisoning produces 4.75±2.99 trigFN and a 6.2±3.9-point loss. Under Full-Phase poisoning, NormClip with c=1 reduces trigFN to 2.75±3.20 and the sensitivity loss to 3.6±4.2 points, while mean balanced accuracy (BACC) changes from 0.732±0.026 to 0.708±0.034. External evaluation shows smaller within-model trigger-associated losses with clipping, although absolute melanoma sensitivity on untriggered images is lower. Paired clinical endpoints reveal harm that aggregate utility can obscure. Within the evaluated four-client, single-attacker, non-adaptive setting, norm-constrained aggregation reduces but does not eliminate harm.
SN  - 2227-7390
ER  -