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PreprintCC BY 4.0arXiv

A proof of the Karpelevič theorem via invariant polygons

Abstract

The Karpelevič theorem describes the complex numbers that occur as eigenvalues of stochastic matrices of a fixed order. We give a self-contained proof based on invariant polygons. Their geometry yields a product equation for an eigenvalue of maximal modulus at a fixed argument. Convexity determines this modulus, explicit stochastic matrices attain it, and a comparison between Farey intervals completes the boundary description. As the matrix order increases, the resulting equation gives a uniform relative asymptotic for the gap 1−|z| between a boundary point z and the unit circle, even arbitrarily close to arc endpoints. We also determine the optimal contraction factor for a planar rotation and dilation when vector size is measured by scaling a polygon with at most N vertices.

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BibTeX
@misc{verbeken2026proof,
  title = {{A proof of the Karpelevič theorem via invariant polygons}},
  author = {Brecht F. Verbeken and Vincent Ginis},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2609.26058},
  eprint = {2609.26058},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2609.26058},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - A proof of the Karpelevič theorem via invariant polygons
AU  - Brecht F. Verbeken
AU  - Vincent Ginis
PY  - 2026
DA  - 2026/10/01
PB  - arXiv
DO  - 10.48550/arxiv.2609.26058
UR  - https://arxiv.org/abs/2609.26058
AB  - The Karpelevič theorem describes the complex numbers that occur as eigenvalues of stochastic matrices of a fixed order. We give a self-contained proof based on invariant polygons. Their geometry yields a product equation for an eigenvalue of maximal modulus at a fixed argument. Convexity determines this modulus, explicit stochastic matrices attain it, and a comparison between Farey intervals completes the boundary description. As the matrix order increases, the resulting equation gives a uniform relative asymptotic for the gap 1−|z| between a boundary point z and the unit circle, even arbitrarily close to arc endpoints. We also determine the optimal contraction factor for a planar rotation and dilation when vector size is measured by scaling a polygon with at most N vertices.
ER  -