Extending the least-cost theory of stomatal regulation to include soil moisture stress
- 1Imperial College London
Abstract
Terrestrial biosphere models commonly use empirical scaling factors to represent soil moisture constraints on carbon and water fluxes, but these lack mechanistic grounding and produce inconsistent estimates of soil moisture limitations on primary production and transpiration across models. Here we extended the least-cost hypothesis for optimal stomatal conductance to account for soil moisture limitations by allowing soil water availability to modulate the carbon cost of water transport, drawing on the observed temperature dependence of stem respiration, and derived a simple empirical approximation to the theory using global {delta}13C and eddy covariance data. The empirical analysis shows moderated thermal acclimation of stem respiration and a weak increase in water transport costs with aridity, supporting the interpretation that the decline in light-use efficiency (LUE) under arid conditions is primarily attributable to non-stomatal limitations. Validation against an independent global dataset of sapflow-derived canopy conductance and transpiration shows that the revised scheme significantly improves the predictive power of the least-cost hypothesis, offering a more mechanistically coherent alternative to existing soil moisture parameterisations.
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BibTeX
@misc{sandoval2026extending,
title = {{Extending the least-cost theory of stomatal regulation to include soil moisture stress}},
author = {D. Sandoval and V. Flo and H. Zhang and I. C. Prentice},
howpublished = {bioRxiv},
year = {2026},
month = jun,
doi = {10.64898/2026.06.23.733952},
url = {https://www.biorxiv.org/content/10.64898/2026.06.23.733952v2},
note = {CC BY-NC},
}
RIS
TY - UNPB
TI - Extending the least-cost theory of stomatal regulation to include soil moisture stress
AU - D. Sandoval
AU - V. Flo
AU - H. Zhang
AU - I. C. Prentice
PY - 2026
DA - 2026/06/23
PB - bioRxiv
DO - 10.64898/2026.06.23.733952
UR - https://www.biorxiv.org/content/10.64898/2026.06.23.733952v2
AB - Terrestrial biosphere models commonly use empirical scaling factors to represent soil moisture constraints on carbon and water fluxes, but these lack mechanistic grounding and produce inconsistent estimates of soil moisture limitations on primary production and transpiration across models. Here we extended the least-cost hypothesis for optimal stomatal conductance to account for soil moisture limitations by allowing soil water availability to modulate the carbon cost of water transport, drawing on the observed temperature dependence of stem respiration, and derived a simple empirical approximation to the theory using global {delta}13C and eddy covariance data. The empirical analysis shows moderated thermal acclimation of stem respiration and a weak increase in water transport costs with aridity, supporting the interpretation that the decline in light-use efficiency (LUE) under arid conditions is primarily attributable to non-stomatal limitations. Validation against an independent global dataset of sapflow-derived canopy conductance and transpiration shows that the revised scheme significantly improves the predictive power of the least-cost hypothesis, offering a more mechanistically coherent alternative to existing soil moisture parameterisations.
ER -