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PreprintCC BY 4.0arXiv

Formation of grain boundaries in ductile single crystals under plane-strain simple shear: a block-coordinate finite element method

Abstract

Large plastic deformation can drive an initially uniform single crystal to spontaneously subdivide into misoriented grains separated by thin dislocation walls -- a pattern-forming instability rooted in the loss of convexity of the crystal's elastic energy at large strain. We study this phenomenon for a ductile crystal in plane-strain simple shear within continuum dislocation theory, using a polyconvex (Ciarlet--Geymonat) elastic energy that guarantees existence of minimizers for the coupled deformation--slip problem. Minimizing over the plastic slip yields a condensed energy of double-well form whose non-quasiconvexity favours a lamellar microstructure; the gradient of the geometrically necessary dislocation density regularizes it, giving the grain boundaries a finite thickness and energy as functions of the misorientation angle. A block-coordinate finite element scheme -- alternating a convex non-smooth solve for the slip with a Levenberg-regularized Newton solve for the deformation -- resolves this microstructure numerically and detects its spontaneous onset, reproducing the lamellar grain structure in agreement with the closed-form analysis.

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BibTeX
@misc{le2026formation,
  title = {{Formation of grain boundaries in ductile single crystals under plane-strain simple shear: a block-coordinate finite element method}},
  author = {Khanh Chau Le and Thanh Danh Nguyen},
  howpublished = {arXiv},
  year = {2026},
  month = sep,
  doi = {10.48550/arxiv.2609.07016},
  eprint = {2609.07016},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2609.07016},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Formation of grain boundaries in ductile single crystals under plane-strain simple shear: a block-coordinate finite element method
AU  - Khanh Chau Le
AU  - Thanh Danh Nguyen
PY  - 2026
DA  - 2026/09/07
PB  - arXiv
DO  - 10.48550/arxiv.2609.07016
UR  - https://arxiv.org/abs/2609.07016
AB  - Large plastic deformation can drive an initially uniform single crystal to spontaneously subdivide into misoriented grains separated by thin dislocation walls -- a pattern-forming instability rooted in the loss of convexity of the crystal's elastic energy at large strain. We study this phenomenon for a ductile crystal in plane-strain simple shear within continuum dislocation theory, using a polyconvex (Ciarlet--Geymonat) elastic energy that guarantees existence of minimizers for the coupled deformation--slip problem. Minimizing over the plastic slip yields a condensed energy of double-well form whose non-quasiconvexity favours a lamellar microstructure; the gradient of the geometrically necessary dislocation density regularizes it, giving the grain boundaries a finite thickness and energy as functions of the misorientation angle. A block-coordinate finite element scheme -- alternating a convex non-smooth solve for the slip with a Levenberg-regularized Newton solve for the deformation -- resolves this microstructure numerically and detects its spontaneous onset, reproducing the lamellar grain structure in agreement with the closed-form analysis.
ER  -