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PreprintCC BY 4.0arXiv

Towards a mathematical theory of superposition

Abstract

We develop a mathematical theory of superposition in neural networks using tools from frame theory and compressed sensing. In our model, a sparse binary vector x of active features is encoded through an overcomplete dictionary W, and feature recovery is performed by applying ReLU(W⊤ W x+b) with an appropriate bias vector b. We prove several recovery theorems for this model. In the random-support setting, we establish high-probability support recovery for nearly tight, low-coherence dictionaries, with guarantees when the expected sparsity is up to order d/log n. In the worst-case support setting, we give a sharp and computable criterion for which sparsity levels permit support recovery. We apply this criterion to Gaussian random matrices and equiangular tight frames. For real equiangular tight frames with n>d+1, we determine the exact recovery threshold in terms of the coherence. The proof of this result for real equiangular tight frames relies on a novel characterization---which should be of independent interest to frame theorists---of the distribution of signs in the Gram matrix.

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BibTeX
@misc{ivanitskiy2026towards,
  title = {{Towards a mathematical theory of superposition}},
  author = {Michael I. Ivanitskiy and John Jasper and Emily J. King and Dustin G. Mixon},
  howpublished = {arXiv},
  year = {2026},
  month = aug,
  doi = {10.48550/arxiv.2608.27540},
  eprint = {2608.27540},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2608.27540},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Towards a mathematical theory of superposition
AU  - Michael I. Ivanitskiy
AU  - John Jasper
AU  - Emily J. King
AU  - Dustin G. Mixon
PY  - 2026
DA  - 2026/08/27
PB  - arXiv
DO  - 10.48550/arxiv.2608.27540
UR  - https://arxiv.org/abs/2608.27540
AB  - We develop a mathematical theory of superposition in neural networks using tools from frame theory and compressed sensing. In our model, a sparse binary vector x of active features is encoded through an overcomplete dictionary W, and feature recovery is performed by applying ReLU(W^⊤ W x+b) with an appropriate bias vector b. We prove several recovery theorems for this model. In the random-support setting, we establish high-probability support recovery for nearly tight, low-coherence dictionaries, with guarantees when the expected sparsity is up to order d/log n. In the worst-case support setting, we give a sharp and computable criterion for which sparsity levels permit support recovery. We apply this criterion to Gaussian random matrices and equiangular tight frames. For real equiangular tight frames with n>d+1, we determine the exact recovery threshold in terms of the coherence. The proof of this result for real equiangular tight frames relies on a novel characterization---which should be of independent interest to frame theorists---of the distribution of signs in the Gram matrix.
ER  -