Balanced Active Subspaces for Optimal Control via Trajectory Optimization
Abstract
The curse of dimensionality associated with solving the Hamilton-Jacobi-Bellman equation for the value function remains a key obstacle for real-time optimal feedback control of high-dimensional nonlinear dynamical systems. This is especially severe in aerospace applications such as relaminarizing unsteady turbulent flows and recovering from aerodynamic stall where nonlinear dynamics play a significant role. We introduce Balanced Active Subspaces for Optimal Control (BASOC), a model reduction framework which seeks to find directions in state space along which the value function is most sensitive, and the distribution of states exhibits maximum variance along optimal trajectories. BASOC leverages trajectory optimization and the Pontryagin minimum principle to obtain state and co-state (value function gradient) data along locally optimal trajectories for constructing state and gradient covariance matrices. Balancing these matrices provides an oblique projection for approximating the value function, which can also be used to construct reduced-order models and surrogate feedback control laws. We show that for linear-quadratic optimal control problems, BASOC becomes equivalent to a snapshot method for initial condition balancing of the optimally controlled closed-loop realization. The framework is demonstrated on a nonlinear three-dimensional system where POD and balanced truncation are known to perform poorly, and on the nonlinear complex Ginzburg-Landau equation to demonstrate feasibility for larger-scale systems.
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BibTeX
@misc{ameh2026balanced,
title = {{Balanced Active Subspaces for Optimal Control via Trajectory Optimization}},
author = {Emmanuel S. Ameh and Samuel E. Otto},
howpublished = {arXiv},
year = {2026},
month = oct,
doi = {10.48550/arxiv.2610.36342},
eprint = {2610.36342},
archivePrefix = {arXiv},
url = {https://arxiv.org/abs/2610.36342},
}
RIS
TY - UNPB
TI - Balanced Active Subspaces for Optimal Control via Trajectory Optimization
AU - Emmanuel S. Ameh
AU - Samuel E. Otto
PY - 2026
DA - 2026/10/26
PB - arXiv
DO - 10.48550/arxiv.2610.36342
UR - https://arxiv.org/abs/2610.36342
AB - The curse of dimensionality associated with solving the Hamilton-Jacobi-Bellman equation for the value function remains a key obstacle for real-time optimal feedback control of high-dimensional nonlinear dynamical systems. This is especially severe in aerospace applications such as relaminarizing unsteady turbulent flows and recovering from aerodynamic stall where nonlinear dynamics play a significant role. We introduce Balanced Active Subspaces for Optimal Control (BASOC), a model reduction framework which seeks to find directions in state space along which the value function is most sensitive, and the distribution of states exhibits maximum variance along optimal trajectories. BASOC leverages trajectory optimization and the Pontryagin minimum principle to obtain state and co-state (value function gradient) data along locally optimal trajectories for constructing state and gradient covariance matrices. Balancing these matrices provides an oblique projection for approximating the value function, which can also be used to construct reduced-order models and surrogate feedback control laws. We show that for linear-quadratic optimal control problems, BASOC becomes equivalent to a snapshot method for initial condition balancing of the optimally controlled closed-loop realization. The framework is demonstrated on a nonlinear three-dimensional system where POD and balanced truncation are known to perform poorly, and on the nonlinear complex Ginzburg-Landau equation to demonstrate feasibility for larger-scale systems.
ER -