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U(1) Gauge-Equivariant Representation Learning of Bloch States

Abstract

Representation learning, or featurization, of mean-field Bloch states provides an important route for incorporating electronic information into machine-learning models of first-principles condensed-phase systems. A challenge in representing Bloch states is the gauge redundancy of each state. In this work, we propose to address this issue by explicitly incorporating gauge equivariance in the machine-learning framework. We develop a U(1)-equivariant autoencoder that compresses the plane-wave-basis Bloch states obtained from density functional theory into a low-dimensional latent representation. We achieve an average overlap of 0.970 between original wavefunctions and the reconstructions from a 64-dimensional latent space using a dataset of two-dimensional insulators. We further show that U(1) equivariance endows the latent space with physically meaningful structures, including smoothness and topological information. Finally, we present a proof-of-principle application in which the latent representations are used to predict the off-diagonal elements of the GW self energy matrix, and demonstrate the importance of enforcing gauge equivariance in the prediction.

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BibTeX
@misc{zhang2026gaugeequivariant,
  title = {{$U(1)$ Gauge-Equivariant Representation Learning of Bloch States}},
  author = {Chengyan Zhang and Xian Xu and Bowen Hou and Diana Y. Qiu},
  howpublished = {arXiv},
  year = {2026},
  month = sep,
  doi = {10.48550/arxiv.2609.30845},
  eprint = {2609.30845},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2609.30845},
}
RIS
TY  - UNPB
TI  - U(1) Gauge-Equivariant Representation Learning of Bloch States
AU  - Chengyan Zhang
AU  - Xian Xu
AU  - Bowen Hou
AU  - Diana Y. Qiu
PY  - 2026
DA  - 2026/09/25
PB  - arXiv
DO  - 10.48550/arxiv.2609.30845
UR  - https://arxiv.org/abs/2609.30845
AB  - Representation learning, or featurization, of mean-field Bloch states provides an important route for incorporating electronic information into machine-learning models of first-principles condensed-phase systems. A challenge in representing Bloch states is the gauge redundancy of each state. In this work, we propose to address this issue by explicitly incorporating gauge equivariance in the machine-learning framework. We develop a U(1)-equivariant autoencoder that compresses the plane-wave-basis Bloch states obtained from density functional theory into a low-dimensional latent representation. We achieve an average overlap of 0.970 between original wavefunctions and the reconstructions from a 64-dimensional latent space using a dataset of two-dimensional insulators. We further show that U(1) equivariance endows the latent space with physically meaningful structures, including smoothness and topological information. Finally, we present a proof-of-principle application in which the latent representations are used to predict the off-diagonal elements of the GW self energy matrix, and demonstrate the importance of enforcing gauge equivariance in the prediction.
ER  -