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On the Cardinality of Optimal Representations in the Binary-Source Information Bottleneck

Abstract

The information bottleneck (IB) seeks a representation U of a source X that retains as much information as possible about a target Y, subject to a constraint on I(U;X). A classical argument shows that it suffices to consider representations with at most |𝒳|+1 symbols, and this bound is known to be tight whenever |𝒳| β‰₯ 3. We show that the binary case behaves differently: if X is binary and Y is finite, then for every joint distribution of (X,Y) and every rate constraint, the IB optimum is attained by a binary U. Hence the bound |𝒰| ≀ |𝒳|+1 sharpens to |𝒰| ≀ |𝒳| for binary sources. The proof combines a separating hyperplane argument with the observation that, for a binary source, the ratio of the second derivatives of the two entropy functions involved is concave.

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BibTeX
@misc{tang2026cardinality,
  title = {{On the Cardinality of Optimal Representations in the Binary-Source Information Bottleneck}},
  author = {Dier Tang and Jun Chen},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.06627},
  eprint = {2610.06627},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.06627},
}
RIS
TY  - UNPB
TI  - On the Cardinality of Optimal Representations in the Binary-Source Information Bottleneck
AU  - Dier Tang
AU  - Jun Chen
PY  - 2026
DA  - 2026/10/05
PB  - arXiv
DO  - 10.48550/arxiv.2610.06627
UR  - https://arxiv.org/abs/2610.06627
AB  - The information bottleneck (IB) seeks a representation U of a source X that retains as much information as possible about a target Y, subject to a constraint on I(U;X). A classical argument shows that it suffices to consider representations with at most |𝒳|+1 symbols, and this bound is known to be tight whenever |𝒳| β‰₯ 3. We show that the binary case behaves differently: if X is binary and Y is finite, then for every joint distribution of (X,Y) and every rate constraint, the IB optimum is attained by a binary U. Hence the bound |𝒰| ≀ |𝒳|+1 sharpens to |𝒰| ≀ |𝒳| for binary sources. The proof combines a separating hyperplane argument with the observation that, for a binary source, the ratio of the second derivatives of the two entropy functions involved is concave.
ER  -