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PreprintCC BY 4.0arXiv

Backtracking Direct, Indirect and Total Effects

Abstract

Natural direct and indirect effects are defined through cross-world interventional counterfactuals. We propose an alternative construction based on backtracking counterfactuals. Rather than intervening on the treatment or mediator, we use a backtracking conditional distribution to construct an alternative exogenous state satisfying a desired treatment-mediator constraint. This yields the backtracking direct and indirect effects, and also the backtracking total effect. Likewise, we adapt the population intervention effects.

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BibTeX
@misc{pena2026backtracking,
  title = {{Backtracking Direct, Indirect and Total Effects}},
  author = {Jose M. Peña},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.28910},
  eprint = {2610.28910},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.28910},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Backtracking Direct, Indirect and Total Effects
AU  - Jose M. Peña
PY  - 2026
DA  - 2026/10/20
PB  - arXiv
DO  - 10.48550/arxiv.2610.28910
UR  - https://arxiv.org/abs/2610.28910
AB  - Natural direct and indirect effects are defined through cross-world interventional counterfactuals. We propose an alternative construction based on backtracking counterfactuals. Rather than intervening on the treatment or mediator, we use a backtracking conditional distribution to construct an alternative exogenous state satisfying a desired treatment-mediator constraint. This yields the backtracking direct and indirect effects, and also the backtracking total effect. Likewise, we adapt the population intervention effects.
ER  -