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PreprintCC0arXiv

Directional maximal operators in the plane

Abstract

This monograph investigates the Lebesgue boundedness of planar directional maximal operators DΩ. These are maximal averages of functions over line segments in ℝ2 whose slopes lie in a specified set Ω⊆ℝ. A large body of work has identified a geometric property of Ω, called finite-order lacunarity, as a key factor in ensuring that DΩ is Lebesgue bounded. While several variations of this notion exist, they all centre on the distribution of gaps in Ω. Building on earlier work, an article of Bateman(2009) asserted a dichotomy for such operators. Namely, DΩ is bounded on Lp for all p∈ (1,∞) precisely when the slope set Ω is finite-order lacunary, or equivalently, when Ω does not admit Kakeya-type sets. Conversely, sublacunary direction sets Ω admit Kakeya-like phenomena, implying that DΩ is unbounded on Lp for all p∈ [1,∞). Recent work of Hagelstein, Radillo-Murguia, and Stokolos(2024) identified a gap in the proof of this assertion and produced counterexamples for which the separation mechanism underlying that proof fails, demonstrating the need for a corrected framework. We establish the corrected characterization by introducing a new notion of admissible finite-order lacunarity that faithfully reflects the combinatorial structure of the direction set. This leads to a tree-theoretic characterization in terms of finite splitting number and provides the foundation for new geometric and probabilistic constructions establishing the equivalence between finite-order lacunarity, the absence of Kakeya-type sets, and the boundedness of directional maximal operators. The resulting framework not only resolves the gap in the earlier proof, but also identifies admissible finite-order lacunarity as the structural invariant governing these phenomena.

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BibTeX
@misc{kroc2026directional,
  title = {{Directional maximal operators in the plane}},
  author = {Edward Kroc and Juyoung Lee and Malabika Pramanik},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2608.23871},
  eprint = {2608.23871},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2608.23871},
  note = {CC0},
}
RIS
TY  - UNPB
TI  - Directional maximal operators in the plane
AU  - Edward Kroc
AU  - Juyoung Lee
AU  - Malabika Pramanik
PY  - 2026
DA  - 2026/10/09
PB  - arXiv
DO  - 10.48550/arxiv.2608.23871
UR  - https://arxiv.org/abs/2608.23871
AB  - This monograph investigates the Lebesgue boundedness of planar directional maximal operators D_Ω. These are maximal averages of functions over line segments in ℝ^2 whose slopes lie in a specified set Ω⊆ℝ. A large body of work has identified a geometric property of Ω, called finite-order lacunarity, as a key factor in ensuring that D_Ω is Lebesgue bounded. While several variations of this notion exist, they all centre on the distribution of gaps in Ω. Building on earlier work, an article of Bateman(2009) asserted a dichotomy for such operators. Namely, D_Ω is bounded on L^p for all p∈ (1,∞) precisely when the slope set Ω is finite-order lacunary, or equivalently, when Ω does not admit Kakeya-type sets. Conversely, sublacunary direction sets Ω admit Kakeya-like phenomena, implying that D_Ω is unbounded on L^p for all p∈ [1,∞). Recent work of Hagelstein, Radillo-Murguia, and Stokolos(2024) identified a gap in the proof of this assertion and produced counterexamples for which the separation mechanism underlying that proof fails, demonstrating the need for a corrected framework. We establish the corrected characterization by introducing a new notion of admissible finite-order lacunarity that faithfully reflects the combinatorial structure of the direction set. This leads to a tree-theoretic characterization in terms of finite splitting number and provides the foundation for new geometric and probabilistic constructions establishing the equivalence between finite-order lacunarity, the absence of Kakeya-type sets, and the boundedness of directional maximal operators. The resulting framework not only resolves the gap in the earlier proof, but also identifies admissible finite-order lacunarity as the structural invariant governing these phenomena.
ER  -