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Universal Approximation of Nonlinear Operators and Their Derivatives

Abstract

We show that Universal Approximation (UA) of nonlinear operators and their derivatives via Operator Learning (OL) architectures fails in CkF (Fréchet) compact-open topologies and in Fréchet--Sobolev norms (i.e. under operator norms). We solve this obstruction by restoring UA in natural weaker topologies: CkB (Bastiani) compact-open topologies and (novel) weighted Bastiani--Sobolev spaces for general finite input measures. In full Banach-space generality, these are the first complete generalizations of the corresponding influential classical results in [Hornik, 1991] to infinite-dimensional spaces and OL. Based on our UATs, we formulate Bastiani--Sobolev training in DIOL. These results launch Derivative-Informed Operator Learning (DIOL) (i.e. learning nonlinear operators and their derivatives) on general Banach spaces. We parameterize nonlinear operators via Encoder-Decoder Architectures, classical OL architectures available in general Banach spaces; these include DeepONets, Deep-H-ONets, and PCA-Nets, which our UATs cover. A key mathematical result is that our new weighted Bastiani--Sobolev spaces generalize classical Gaussian (Malliavin) Sobolev spaces on Banach spaces. Open frontiers where DIOL and our UATs find applications are: high-order accuracy in OL; fast constrained optimization in Banach spaces (e.g. optimal control of PDEs, inverse problems) via Learn-Then-Optimize; numerical methods for infinite-dimensional PDEs (e.g. HJB PDEs on Banach spaces from infinite-dimensional optimal control via Optimize-Then-Learn, such as optimal control of PDEs, SPDEs, path-dependent systems, partially observed systems, mean-field control).

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BibTeX
@misc{feo2026universal,
  title = {{Universal Approximation of Nonlinear Operators and Their Derivatives}},
  author = {Filippo de Feo},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2605.15285},
  eprint = {2605.15285},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2605.15285},
}
RIS
TY  - UNPB
TI  - Universal Approximation of Nonlinear Operators and Their Derivatives
AU  - Filippo de Feo
PY  - 2026
DA  - 2026/10/01
PB  - arXiv
DO  - 10.48550/arxiv.2605.15285
UR  - https://arxiv.org/abs/2605.15285
AB  - We show that Universal Approximation (UA) of nonlinear operators and their derivatives via Operator Learning (OL) architectures fails in C^k_F (Fréchet) compact-open topologies and in Fréchet--Sobolev norms (i.e. under operator norms). We solve this obstruction by restoring UA in natural weaker topologies: C^k_B (Bastiani) compact-open topologies and (novel) weighted Bastiani--Sobolev spaces for general finite input measures. In full Banach-space generality, these are the first complete generalizations of the corresponding influential classical results in [Hornik, 1991] to infinite-dimensional spaces and OL. Based on our UATs, we formulate Bastiani--Sobolev training in DIOL. These results launch Derivative-Informed Operator Learning (DIOL) (i.e. learning nonlinear operators and their derivatives) on general Banach spaces. We parameterize nonlinear operators via Encoder-Decoder Architectures, classical OL architectures available in general Banach spaces; these include DeepONets, Deep-H-ONets, and PCA-Nets, which our UATs cover. A key mathematical result is that our new weighted Bastiani--Sobolev spaces generalize classical Gaussian (Malliavin) Sobolev spaces on Banach spaces. Open frontiers where DIOL and our UATs find applications are: high-order accuracy in OL; fast constrained optimization in Banach spaces (e.g. optimal control of PDEs, inverse problems) via Learn-Then-Optimize; numerical methods for infinite-dimensional PDEs (e.g. HJB PDEs on Banach spaces from infinite-dimensional optimal control via Optimize-Then-Learn, such as optimal control of PDEs, SPDEs, path-dependent systems, partially observed systems, mean-field control).
ER  -