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Shallow neural network approximation in mixed Sobolev spaces

Abstract

We investigate the best L2 approximation of mixed Sobolev spaces by shallow neural networks with n neurons and general activation functions. We first establish an activation-independent Fourier-block principle: if an activation has univariate approximation order ρ in the sense of the Fourier-block property, then the global approximation rate has algebraic order min{α,ρ} for target functions of mixed smoothness α, up to explicit logarithmic factors. To verify this property for concrete activations, we introduce a structured univariate approximation condition that implies the Fourier-block property with explicit parameters. For ReLUk, a matching algebraic lower bound identifies min{α,k+1} as the optimal algebraic approximation exponent in any dimension, up to logarithmic factors in the upper bound. The framework also yields the exponent min{α,k+1} for cardinal B-splines and soft-ReLUk, and the full mixed-smoothness exponent α for ELU and cosine activations, again up to logarithmic~factors.

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BibTeX
@misc{li2026shallow,
  title = {{Shallow neural network approximation in mixed Sobolev spaces}},
  author = {Yuwen Li and Guozhi Zhang},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2609.05263},
  eprint = {2609.05263},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2609.05263},
}
RIS
TY  - UNPB
TI  - Shallow neural network approximation in mixed Sobolev spaces
AU  - Yuwen Li
AU  - Guozhi Zhang
PY  - 2026
DA  - 2026/10/07
PB  - arXiv
DO  - 10.48550/arxiv.2609.05263
UR  - https://arxiv.org/abs/2609.05263
AB  - We investigate the best L_2 approximation of mixed Sobolev spaces by shallow neural networks with n neurons and general activation functions. We first establish an activation-independent Fourier-block principle: if an activation has univariate approximation order ρ in the sense of the Fourier-block property, then the global approximation rate has algebraic order min{α,ρ} for target functions of mixed smoothness α, up to explicit logarithmic factors. To verify this property for concrete activations, we introduce a structured univariate approximation condition that implies the Fourier-block property with explicit parameters. For ReLU^k, a matching algebraic lower bound identifies min{α,k+1} as the optimal algebraic approximation exponent in any dimension, up to logarithmic factors in the upper bound. The framework also yields the exponent min{α,k+1} for cardinal B-splines and soft-ReLU^k, and the full mixed-smoothness exponent α for ELU and cosine activations, again up to logarithmic~factors.
ER  -