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PreprintCC BY 4.0arXiv

Population-average trajectories and slopes in smooth random changepoint mixed models

Abstract

Two-slope mixed-effects models with subject-specific changepoints are widely used to describe biphasic longitudinal trajectories. Treatment-arm summaries are often reported using a single "typical subject" curve obtained by plugging mean parameter values into the subject-specific model. This can be misleading when changepoint timing varies across individuals, because averaging subject-specific curves is not the same as evaluating one curve at average parameter values. A related issue is that individual trajectories may bend gradually rather than change slope through a literal kink, with transition sharpness varying between subjects. We propose population-average estimands for two-slope mixed models with random changepoints and smooth subject-level transitions. These estimands target the treatment-arm mean trajectory and instantaneous slope by averaging over fitted heterogeneity in changepoint timing and transition sharpness. We use a baseline-anchored normal-convolution soft hinge, which preserves the broken stick interpretation, includes the abrupt changepoint model as a limiting case, and allows analytic evaluation of the changepoint-marginalized kernels under a truncated normal changepoint distribution for fixed transition sharpness. Averaging over the fitted transition sharpness distribution is then performed by deterministic one-dimensional quadrature. In an application to HIV-1 RNA data from ACTG Protocol 315, with censoring and heavy-tailed residuals, the marginal summaries reveal a more gradual population-level transition than conventional plug-in summaries. The marginal slope remains more negative for longer, and the marginal mean continues to decline after the plug-in curve has begun to flatten. These results illustrate the main reporting implication: in random changepoint models, representative subject curves should not be treated as population-average trajectories or slopes.

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BibTeX
@misc{burger2026populationaverage,
  title = {{Population-average trajectories and slopes in smooth random changepoint mixed models}},
  author = {Divan A. Burger and Sean van der Merwe and Emmanuel Lesaffre},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.34165},
  eprint = {2610.34165},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.34165},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Population-average trajectories and slopes in smooth random changepoint mixed models
AU  - Divan A. Burger
AU  - Sean van der Merwe
AU  - Emmanuel Lesaffre
PY  - 2026
DA  - 2026/10/25
PB  - arXiv
DO  - 10.48550/arxiv.2610.34165
UR  - https://arxiv.org/abs/2610.34165
AB  - Two-slope mixed-effects models with subject-specific changepoints are widely used to describe biphasic longitudinal trajectories. Treatment-arm summaries are often reported using a single "typical subject" curve obtained by plugging mean parameter values into the subject-specific model. This can be misleading when changepoint timing varies across individuals, because averaging subject-specific curves is not the same as evaluating one curve at average parameter values. A related issue is that individual trajectories may bend gradually rather than change slope through a literal kink, with transition sharpness varying between subjects. We propose population-average estimands for two-slope mixed models with random changepoints and smooth subject-level transitions. These estimands target the treatment-arm mean trajectory and instantaneous slope by averaging over fitted heterogeneity in changepoint timing and transition sharpness. We use a baseline-anchored normal-convolution soft hinge, which preserves the broken stick interpretation, includes the abrupt changepoint model as a limiting case, and allows analytic evaluation of the changepoint-marginalized kernels under a truncated normal changepoint distribution for fixed transition sharpness. Averaging over the fitted transition sharpness distribution is then performed by deterministic one-dimensional quadrature. In an application to HIV-1 RNA data from ACTG Protocol 315, with censoring and heavy-tailed residuals, the marginal summaries reveal a more gradual population-level transition than conventional plug-in summaries. The marginal slope remains more negative for longer, and the marginal mean continues to decline after the plug-in curve has begun to flatten. These results illustrate the main reporting implication: in random changepoint models, representative subject curves should not be treated as population-average trajectories or slopes.
ER  -