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PreprintCC BY 4.0arXiv

Interface-Controlled Phase Stability in Polymorphic HfO2 Revealed by Machine-Learning Atomistic Simulations

Abstract

HfO2 exhibits rich polymorphism, and competition among different phases underpins many of its functional properties. Yet bulk free-energy relations alone cannot explain phase selection at mixed-phase boundaries, where interface orientation and structural continuity constrain collective rearrangements. Here, using machine-learning atomistic simulations and a Hf-centered local phase classification scheme, we show that crystallographic interface matching redirects phase competition and accessible transformation pathways. The M(100)/T(100) interface remains pinned as an M/T mixture throughout 3 ns simulations from 300 to 1800 K. M/PO, M/AO, and PO/AO interfaces retain two-phase coexistence up to 900 K, whereas all T/PO interfaces become PO-dominant. At 1800 K, all non-M interfaces become T-dominant, while M-containing interfaces retain a monoclinic majority. Nudged elastic band calculations reveal lower-barrier routes through interface states. For M(100)→T(100), the interface-mediated route in a long cell (∼12 nm) yields a barrier of 136.03 meV/f.u., 29.2 % lower than the direct route in a short cell (∼3 nm). This difference is associated with sequential phase-front motion absent from the short cell. These results identify phase boundaries as active participants in phase stability and transformation and establish interface orientation and crystallographic matching as variables for stabilizing metastable polymorphs and directing phase conversion in HfO2.

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BibTeX
@misc{zhu2026interfacecontrolled,
  title = {{Interface-Controlled Phase Stability in Polymorphic HfO$_2$ Revealed by Machine-Learning Atomistic Simulations}},
  author = {Xudong Zhu and Junhong Li and Lixin He},
  howpublished = {arXiv},
  year = {2026},
  month = sep,
  doi = {10.48550/arxiv.2609.11307},
  eprint = {2609.11307},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2609.11307},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Interface-Controlled Phase Stability in Polymorphic HfO_2 Revealed by Machine-Learning Atomistic Simulations
AU  - Xudong Zhu
AU  - Junhong Li
AU  - Lixin He
PY  - 2026
DA  - 2026/09/10
PB  - arXiv
DO  - 10.48550/arxiv.2609.11307
UR  - https://arxiv.org/abs/2609.11307
AB  - HfO_2 exhibits rich polymorphism, and competition among different phases underpins many of its functional properties. Yet bulk free-energy relations alone cannot explain phase selection at mixed-phase boundaries, where interface orientation and structural continuity constrain collective rearrangements. Here, using machine-learning atomistic simulations and a Hf-centered local phase classification scheme, we show that crystallographic interface matching redirects phase competition and accessible transformation pathways. The M(100)/T(100) interface remains pinned as an M/T mixture throughout 3 ns simulations from 300 to 1800 K. M/PO, M/AO, and PO/AO interfaces retain two-phase coexistence up to 900 K, whereas all T/PO interfaces become PO-dominant. At 1800 K, all non-M interfaces become T-dominant, while M-containing interfaces retain a monoclinic majority. Nudged elastic band calculations reveal lower-barrier routes through interface states. For M(100)→T(100), the interface-mediated route in a long cell (∼12 nm) yields a barrier of 136.03 meV/f.u., 29.2 % lower than the direct route in a short cell (∼3 nm). This difference is associated with sequential phase-front motion absent from the short cell. These results identify phase boundaries as active participants in phase stability and transformation and establish interface orientation and crystallographic matching as variables for stabilizing metastable polymorphs and directing phase conversion in HfO_2.
ER  -