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PreprintCC BY 4.0arXiv

Claims of emergence in AI should be grounded in information decomposition

Abstract

When a language model develops capabilities not traceable to its individual components, when a multi-agent AI system outperforms each agent on its own, or when a human-AI pair succeeds where either fails in isolation, AI researchers describe it as a case of ``synergy'' or ``emergence''. However, these are usually informal assessments not supported by a theoretical framework, making these claims impossible to compare or even meaningfully dispute. Here we argue that \emph{information decomposition can serve as a unifying formal framework to operationalize assessments about synergy in AI systems}. Information decomposition provides a way to distinguish qualitatively different \emph{types} of information, including unique information available from individual components, redundant information shared across multiple components, and synergistic information accessible only from parts taken together. This gives claims of emergence a precise, falsifiable criterion: a system's behavior is emergent only if it carries synergistic information about task-relevant outcomes. We apply this lens to attention heads, autonomous agents, and human-AI teams, showing how it organizes existing knowledge across scales and substrates, while also generating cross-level conjectures that siloed fields would miss.

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BibTeX
@misc{riedl2026claims,
  title = {{Claims of emergence in AI should be grounded in information decomposition}},
  author = {Christoph Riedl and Fernando E. Rosas},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.28479},
  eprint = {2610.28479},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.28479},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Claims of emergence in AI should be grounded in information decomposition
AU  - Christoph Riedl
AU  - Fernando E. Rosas
PY  - 2026
DA  - 2026/10/20
PB  - arXiv
DO  - 10.48550/arxiv.2610.28479
UR  - https://arxiv.org/abs/2610.28479
AB  - When a language model develops capabilities not traceable to its individual components, when a multi-agent AI system outperforms each agent on its own, or when a human-AI pair succeeds where either fails in isolation, AI researchers describe it as a case of ``synergy'' or ``emergence''. However, these are usually informal assessments not supported by a theoretical framework, making these claims impossible to compare or even meaningfully dispute. Here we argue that \emph{information decomposition can serve as a unifying formal framework to operationalize assessments about synergy in AI systems}. Information decomposition provides a way to distinguish qualitatively different \emph{types} of information, including unique information available from individual components, redundant information shared across multiple components, and synergistic information accessible only from parts taken together. This gives claims of emergence a precise, falsifiable criterion: a system's behavior is emergent only if it carries synergistic information about task-relevant outcomes. We apply this lens to attention heads, autonomous agents, and human-AI teams, showing how it organizes existing knowledge across scales and substrates, while also generating cross-level conjectures that siloed fields would miss.
ER  -