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PreprintCC BY-NC-NDmedRxiv

An interpretable, formally verified point-of-care ultrasound risk equation for difficult videolaryngoscopy: development and internal validation

Abstract

BackgroundVideolaryngoscopy still requires adjuncts or hyperangulated rescue in a clinically important minority, and bedside screening discriminates modestly. Point-of-care ultrasound (POCUS) of the anterior airway is a promising alternative, but existing prediction models are opaque or assume a pre-specified functional form. We developed and internally validated a parsimonious, fully disclosed POCUS risk equation whose form is recovered from data and whose structural properties are machine-checked by formal proof -- to our knowledge the first formally verified clinical risk predictor -- following TRIPOD+AI 2024.

MethodsIn a prospective single-centre, single-operator cohort of 259 adults undergoing elective videolaryngoscopy (no-Easy airway 68/259, 26.3%), Sequentially Thresholded Least Squares with bootstrap stability selection (B = 300) screened a 71-term library of nine POCUS features and retained a seven-term logistic equation; a two-term bootstrap-stable model was pre-specified as robustness analysis. Internal validation used 5 x 10 repeated cross-validation plus temporal and device hold-outs, with pre-specified overfitting and optimism assessments. Five behavioural properties of the deployed equation were machine-checked in Lean 4.

ResultsTwo interactions met the |c|/{sigma}c > 2 stability criterion: skin-to-epiglottis x skin-to-hyoid-bone distance and tongue volume x sagittal tongue area. The seven-term equation reached a 5 x 10 cross-validated C-statistic of 0.966 (optimism-corrected 0.968) and held across temporal and device hold-outs (0.94-0.97). Calibration-in-the-large matched prevalence, with cross-validated slope 0.90 attenuating to 0.625 out-of-time; standard recalibration restored 0.92 without loss of discrimination. The pre-specified two-term robustness model reproduced this performance (C-statistic 0.964-0.968; events-per-parameter 34; shrinkage 0.99), confirming the result is not an artefact of the screening stage. Net benefit over a clinical baseline was positive across 10-50% thresholds. All five Lean 4 theorems compiled without sorry.

ConclusionsA sparse, formally verified POCUS equation predicts difficult videolaryngoscopy with high internally validated discrimination and quantified, modest overfitting. Because the equation was developed in a single-operator cohort and its inputs are operator-dependent, external validation requires prior harmonisation of the measurement protocol and operator credentialing.

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BibTeX
@misc{oyarzunsilva2026interpretable,
  title = {{An interpretable, formally verified point-of-care ultrasound risk equation for difficult videolaryngoscopy: development and internal validation}},
  author = {R. A. Oyarzun-Silva and P. Hernandez-Hernandez and M. A. Fernandez-Vaquero and N. De Luis-Cabezon},
  howpublished = {medRxiv},
  year = {2026},
  month = aug,
  doi = {10.64898/2026.08.28.26361621},
  url = {https://www.medrxiv.org/content/10.64898/2026.08.28.26361621v1},
  note = {CC BY-NC-ND},
}
RIS
TY  - UNPB
TI  - An interpretable, formally verified point-of-care ultrasound risk equation for difficult videolaryngoscopy: development and internal validation
AU  - R. A. Oyarzun-Silva
AU  - P. Hernandez-Hernandez
AU  - M. A. Fernandez-Vaquero
AU  - N. De Luis-Cabezon
PY  - 2026
DA  - 2026/08/28
PB  - medRxiv
DO  - 10.64898/2026.08.28.26361621
UR  - https://www.medrxiv.org/content/10.64898/2026.08.28.26361621v1
AB  - BackgroundVideolaryngoscopy still requires adjuncts or hyperangulated rescue in a clinically important minority, and bedside screening discriminates modestly. Point-of-care ultrasound (POCUS) of the anterior airway is a promising alternative, but existing prediction models are opaque or assume a pre-specified functional form. We developed and internally validated a parsimonious, fully disclosed POCUS risk equation whose form is recovered from data and whose structural properties are machine-checked by formal proof -- to our knowledge the first formally verified clinical risk predictor -- following TRIPOD+AI 2024.  MethodsIn a prospective single-centre, single-operator cohort of 259 adults undergoing elective videolaryngoscopy (no-Easy airway 68/259, 26.3%), Sequentially Thresholded Least Squares with bootstrap stability selection (B = 300) screened a 71-term library of nine POCUS features and retained a seven-term logistic equation; a two-term bootstrap-stable model was pre-specified as robustness analysis. Internal validation used 5 x 10 repeated cross-validation plus temporal and device hold-outs, with pre-specified overfitting and optimism assessments. Five behavioural properties of the deployed equation were machine-checked in Lean 4.  ResultsTwo interactions met the |c|/{sigma}c > 2 stability criterion: skin-to-epiglottis x skin-to-hyoid-bone distance and tongue volume x sagittal tongue area. The seven-term equation reached a 5 x 10 cross-validated C-statistic of 0.966 (optimism-corrected 0.968) and held across temporal and device hold-outs (0.94-0.97). Calibration-in-the-large matched prevalence, with cross-validated slope 0.90 attenuating to 0.625 out-of-time; standard recalibration restored 0.92 without loss of discrimination. The pre-specified two-term robustness model reproduced this performance (C-statistic 0.964-0.968; events-per-parameter 34; shrinkage 0.99), confirming the result is not an artefact of the screening stage. Net benefit over a clinical baseline was positive across 10-50% thresholds. All five Lean 4 theorems compiled without sorry.  ConclusionsA sparse, formally verified POCUS equation predicts difficult videolaryngoscopy with high internally validated discrimination and quantified, modest overfitting. Because the equation was developed in a single-operator cohort and its inputs are operator-dependent, external validation requires prior harmonisation of the measurement protocol and operator credentialing.
ER  -