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PreprintCC BY 4.0arXiv

Human-Centered Learning Mechanics: Observable Entropy Control under Protected-Risk Constraints

Abstract

Entropy reduction is not a safety criterion: it can leave predictions unchanged or accompany increasing risk for a protected group. We study entropy-regulated learning under separately specified task, risk, and intervention constraints. A noise-calibrated log-determinant functional yields an exact spectral force formula and a metric decomposition into observable and prediction-null velocities. For scalar feedback, we characterize the complete interval of coefficients preserving a task-descent fraction and meeting an entropy-rate request; restricting intervention to observable directions can make that interval empty. For several protected risks, we derive an exact minimax certificate of feasibility within a specified subspace and norm budget, an exact robust extension for uncertain constraint rows, and a cone-projection formula for the entropy reduction remaining after protection. These formulas use standard convex geometry but identify when apparently active entropy control has no admissible effect. Barrier comparisons, finite-step curvature and gradient-error margins, and fresh-data audits give distinct conditional guarantees for risk thresholds. Human authority enters through the specification and release policy; the mathematics does not identify compression with alignment or certify human well-being. A memorization counterexample separates fresh-input information from sample-level information, and a noisy sample-code assumption supports a conditional generalization bound. Reproducible mathematical checks and a small real-data experiment expose both feasible interventions and failures. The resulting theory characterizes admissible entropy regulation and its limitations, rather than asserting universal accuracy or safety improvements.

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BibTeX
@misc{tran2026humancentered,
  title = {{Human-Centered Learning Mechanics: Observable Entropy Control under Protected-Risk Constraints}},
  author = {Kim Phuc Tran},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2605.22940},
  eprint = {2605.22940},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2605.22940},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Human-Centered Learning Mechanics: Observable Entropy Control under Protected-Risk Constraints
AU  - Kim Phuc Tran
PY  - 2026
DA  - 2026/10/16
PB  - arXiv
DO  - 10.48550/arxiv.2605.22940
UR  - https://arxiv.org/abs/2605.22940
AB  - Entropy reduction is not a safety criterion: it can leave predictions unchanged or accompany increasing risk for a protected group. We study entropy-regulated learning under separately specified task, risk, and intervention constraints. A noise-calibrated log-determinant functional yields an exact spectral force formula and a metric decomposition into observable and prediction-null velocities. For scalar feedback, we characterize the complete interval of coefficients preserving a task-descent fraction and meeting an entropy-rate request; restricting intervention to observable directions can make that interval empty. For several protected risks, we derive an exact minimax certificate of feasibility within a specified subspace and norm budget, an exact robust extension for uncertain constraint rows, and a cone-projection formula for the entropy reduction remaining after protection. These formulas use standard convex geometry but identify when apparently active entropy control has no admissible effect. Barrier comparisons, finite-step curvature and gradient-error margins, and fresh-data audits give distinct conditional guarantees for risk thresholds. Human authority enters through the specification and release policy; the mathematics does not identify compression with alignment or certify human well-being. A memorization counterexample separates fresh-input information from sample-level information, and a noisy sample-code assumption supports a conditional generalization bound. Reproducible mathematical checks and a small real-data experiment expose both feasible interventions and failures. The resulting theory characterizes admissible entropy regulation and its limitations, rather than asserting universal accuracy or safety improvements.
ER  -