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PreprintarXiv licencearXiv

Transition Path Sampling Using Koopman Operators and Exit-Time Optimal Control

Abstract

Sampling transitions between metastable states is a central problem in dynamical systems theory and molecular dynamics in particular. A key challenge is the existence of high free-energy barriers that separate the states, making transitions extremely rare. Recent machine learning-based methods cast transition path sampling (TPS) as an optimal stochastic control (OSC) problem over a fixed time horizon, and parameterize the drift bias via a neural network trained by simulation-in-the-loop, requiring repeated biased rollouts. To address computational and performance guarantee issues of these models, we propose a new approach for the problem based on Koopman operators. Because Koopman operators are linear, their leading eigenfunctions reveal the metastable sets and provide an estimate of the committor function with no transition path information required. Furthermore, we formulate TPS as an OSC problem up to an exit time. Our time horizon is the first hitting time of the target set, and our running cost penalizes time spent in nonreactive regions by encoding the estimated committor function. We derive the optimal controller in closed form and approximate it in a reproducing kernel Hilbert space (RKHS). This reduces the problem of constructing the optimal controller to solving a single equality-constrained quadratic program, whose solution can be characterized by a linear Karush-Kuhn-Tucker (KKT) system. On the two-channel double well and alanine dipeptide, our controller increases the fraction of trajectories reaching the target from 0% to 99.8% within 1000 steps, and from 0% to 93% within 1ps, respectively.

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BibTeX
@misc{hou2026transition,
  title = {{Transition Path Sampling Using Koopman Operators and Exit-Time Optimal Control}},
  author = {Boya Hou and Shane Wang and Siddharth Ambekar and Maxim Raginsky and Olgica Milenkovic},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.10054},
  eprint = {2610.10054},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.10054},
}
RIS
TY  - UNPB
TI  - Transition Path Sampling Using Koopman Operators and Exit-Time Optimal Control
AU  - Boya Hou
AU  - Shane Wang
AU  - Siddharth Ambekar
AU  - Maxim Raginsky
AU  - Olgica Milenkovic
PY  - 2026
DA  - 2026/10/07
PB  - arXiv
DO  - 10.48550/arxiv.2610.10054
UR  - https://arxiv.org/abs/2610.10054
AB  - Sampling transitions between metastable states is a central problem in dynamical systems theory and molecular dynamics in particular. A key challenge is the existence of high free-energy barriers that separate the states, making transitions extremely rare. Recent machine learning-based methods cast transition path sampling (TPS) as an optimal stochastic control (OSC) problem over a fixed time horizon, and parameterize the drift bias via a neural network trained by simulation-in-the-loop, requiring repeated biased rollouts. To address computational and performance guarantee issues of these models, we propose a new approach for the problem based on Koopman operators. Because Koopman operators are linear, their leading eigenfunctions reveal the metastable sets and provide an estimate of the committor function with no transition path information required. Furthermore, we formulate TPS as an OSC problem up to an exit time. Our time horizon is the first hitting time of the target set, and our running cost penalizes time spent in nonreactive regions by encoding the estimated committor function. We derive the optimal controller in closed form and approximate it in a reproducing kernel Hilbert space (RKHS). This reduces the problem of constructing the optimal controller to solving a single equality-constrained quadratic program, whose solution can be characterized by a linear Karush-Kuhn-Tucker (KKT) system. On the two-channel double well and alanine dipeptide, our controller increases the fraction of trajectories reaching the target from 0% to 99.8% within 1000 steps, and from 0% to 93% within 1ps, respectively.
ER  -