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Advances in Continuous-Time Multiparametric Optimal Control: The Role of Time-Varying Active Constraints

Abstract

Multiparametric optimal control in continuous time partitions the space of initial states into critical regions, each with its own control law involving a set of time-varying active constraints. The boundaries between two neighbouring regions are either hyperplanes, which are given in closed form by one linear equation, or curved boundaries, which must be computed. The sequence of time-varying active constraints plays a key role in defining the linear or nonlinear shape of a critical-region boundary. In this paper we show how to determine that shape prior to any computation. In particular, we show that the boundary is a hyperplane under two conditions. First, the new constraint becomes active at the same instant at every point of the boundary. Second, the durations for which the other constraints stay active are the same at every point of the boundary. Otherwise, the boundary is curved. Both conditions can be read from the sequences of active constraints of the two neighbouring regions, which gives five rules, each yielding a hyperplane or a curved boundary. We illustrate the rules on the Newell-Lee evaporator, where they classify the eight boundaries of a seven-region partition into four hyperplanes, given in closed form, and four curved boundaries, computed exactly.

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BibTeX
@misc{lamakani2026advances,
  title = {{Advances in Continuous-Time Multiparametric Optimal Control: The Role of Time-Varying Active Constraints}},
  author = {Lida Lamakani and Efstratios N. Pistikopoulos},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.02680},
  eprint = {2610.02680},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.02680},
}
RIS
TY  - UNPB
TI  - Advances in Continuous-Time Multiparametric Optimal Control: The Role of Time-Varying Active Constraints
AU  - Lida Lamakani
AU  - Efstratios N. Pistikopoulos
PY  - 2026
DA  - 2026/10/02
PB  - arXiv
DO  - 10.48550/arxiv.2610.02680
UR  - https://arxiv.org/abs/2610.02680
AB  - Multiparametric optimal control in continuous time partitions the space of initial states into critical regions, each with its own control law involving a set of time-varying active constraints. The boundaries between two neighbouring regions are either hyperplanes, which are given in closed form by one linear equation, or curved boundaries, which must be computed. The sequence of time-varying active constraints plays a key role in defining the linear or nonlinear shape of a critical-region boundary. In this paper we show how to determine that shape prior to any computation. In particular, we show that the boundary is a hyperplane under two conditions. First, the new constraint becomes active at the same instant at every point of the boundary. Second, the durations for which the other constraints stay active are the same at every point of the boundary. Otherwise, the boundary is curved. Both conditions can be read from the sequences of active constraints of the two neighbouring regions, which gives five rules, each yielding a hyperplane or a curved boundary. We illustrate the rules on the Newell-Lee evaporator, where they classify the eight boundaries of a seven-region partition into four hyperplanes, given in closed form, and four curved boundaries, computed exactly.
ER  -