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Peer-reviewedCC BY 4.0Frontiers in Oncology

Prognostic significance of lymph node staging in esophageal squamous cell carcinoma after neoadjuvant chemoimmunotherapy

  1. 1Medical School of Chinese PLA
  2. 2Department of Thoracic Surgery, The First Medical Centre, Chinese PLA General Hospital
  3. 3School of Medicine, Nankai University

Abstract

Background: Neoadjuvant chemoimmunotherapy (nCIT) has emerged as a standard treatment for locally advanced esophageal squamous cell carcinoma (ESCC). This study aimed to evaluate the independent prognostic value of postoperative pathological N stage (ypN) and to assess whether pre-treatment clinical N stage (cN) provides additional prognostic information in patients achieving ypN0.

Methods: We retrospectively analyzed 194 ESCC patients who received nCIT followed by radical esophagectomy between January 2019 and December 2024. Patients were stratified into three groups: cN0/ypN0 (n=104), cN+/ypN0 (n=32), and ypN+ (n=58). Kaplan-Meier analysis and Cox proportional hazards models were used for survival analysis. Multivariable models were constructed using a clinically informed variable-selection strategy constrained by the number of events. For the three pairwise comparisons, unadjusted P values were compared against a Bonferroni-adjusted significance threshold of alpha=0.017 (0.05/3).

Results: A total of 194 patients were enrolled, with 31 deaths and 37 recurrences during a median follow-up of 34.0 months (reverse Kaplan–Meier). ypN+ patients had significantly worse overall survival (OS) and recurrence-free survival (RFS) than ypN- patients (both Log-rank P<0.001). In the primary multivariable model, ypN+ was an independent adverse prognostic factor for OS (HR = 3.204, 95%CI: 1.563-6.568, P = 0.001) and RFS (HR = 3.780, 95%CI: 1.943-7.356, P<0.001), and remained robust across extended, cycle-adjusted, and landmark sensitivity analyses. Among the three groups, ypN+ showed significantly shorter OS compared with both ypN0 groups (P = 0.002 vs cN0/ypN0; P = 0.008 vs cN+/ypN0; both below the Bonferroni threshold) and shorter RFS compared with cN0/ypN0 (P<0.001). No significant difference was observed between cN0/ypN0 and cN+/ypN0 groups for OS (P = 0.259); the RFS comparison was nominally significant but did not survive Bonferroni correction (HR = 2.799, 95%CI: 1.048-7.479, unadjusted P = 0.040).

Conclusion: Postoperative ypN stage is the core prognostic determinant in ESCC after nCIT. In patients achieving ypN0, pre-treatment cN did not demonstrate statistically significant additional prognostic discrimination in this cohort, although estimates were imprecise due to the small cN+/ypN0 subgroup and limited events. Postoperative risk assessment should be based primarily on ypN status; these findings require validation in larger, preferably multicenter, cohorts.

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BibTeX
@article{han2026prognostic,
  title = {{Prognostic significance of lymph node staging in esophageal squamous cell carcinoma after neoadjuvant chemoimmunotherapy}},
  author = {Herui Han and Xiaobin Hou and Yiming Liu and Wenhan Cai and Jiamei Jin and Xiangming Qiu and Zirui Zhu and Kai Zhao and Mingchuan Hu and Zhiqiang Xue},
  journal = {Frontiers in Oncology},
  year = {2026},
  month = oct,
  doi = {10.3389/fonc.2026.1931817},
  url = {https://www.frontiersin.org/articles/10.3389/fonc.2026.1931817/full},
  note = {CC BY 4.0},
}
RIS
TY  - JOUR
TI  - Prognostic significance of lymph node staging in esophageal squamous cell carcinoma after neoadjuvant chemoimmunotherapy
AU  - Herui Han
AU  - Xiaobin Hou
AU  - Yiming Liu
AU  - Wenhan Cai
AU  - Jiamei Jin
AU  - Xiangming Qiu
AU  - Zirui Zhu
AU  - Kai Zhao
AU  - Mingchuan Hu
AU  - Zhiqiang Xue
PY  - 2026
DA  - 2026/10/23
JO  - Frontiers in Oncology
DO  - 10.3389/fonc.2026.1931817
UR  - https://www.frontiersin.org/articles/10.3389/fonc.2026.1931817/full
AB  - Background: Neoadjuvant chemoimmunotherapy (nCIT) has emerged as a standard treatment for locally advanced esophageal squamous cell carcinoma (ESCC). This study aimed to evaluate the independent prognostic value of postoperative pathological N stage (ypN) and to assess whether pre-treatment clinical N stage (cN) provides additional prognostic information in patients achieving ypN0.  Methods: We retrospectively analyzed 194 ESCC patients who received nCIT followed by radical esophagectomy between January 2019 and December 2024. Patients were stratified into three groups: cN0/ypN0 (n=104), cN+/ypN0 (n=32), and ypN+ (n=58). Kaplan-Meier analysis and Cox proportional hazards models were used for survival analysis. Multivariable models were constructed using a clinically informed variable-selection strategy constrained by the number of events. For the three pairwise comparisons, unadjusted P values were compared against a Bonferroni-adjusted significance threshold of alpha=0.017 (0.05/3).  Results: A total of 194 patients were enrolled, with 31 deaths and 37 recurrences during a median follow-up of 34.0 months (reverse Kaplan–Meier). ypN+ patients had significantly worse overall survival (OS) and recurrence-free survival (RFS) than ypN- patients (both Log-rank P<0.001). In the primary multivariable model, ypN+ was an independent adverse prognostic factor for OS (HR = 3.204, 95%CI: 1.563-6.568, P = 0.001) and RFS (HR = 3.780, 95%CI: 1.943-7.356, P<0.001), and remained robust across extended, cycle-adjusted, and landmark sensitivity analyses. Among the three groups, ypN+ showed significantly shorter OS compared with both ypN0 groups (P = 0.002 vs cN0/ypN0; P = 0.008 vs cN+/ypN0; both below the Bonferroni threshold) and shorter RFS compared with cN0/ypN0 (P<0.001). No significant difference was observed between cN0/ypN0 and cN+/ypN0 groups for OS (P = 0.259); the RFS comparison was nominally significant but did not survive Bonferroni correction (HR = 2.799, 95%CI: 1.048-7.479, unadjusted P = 0.040).  Conclusion: Postoperative ypN stage is the core prognostic determinant in ESCC after nCIT. In patients achieving ypN0, pre-treatment cN did not demonstrate statistically significant additional prognostic discrimination in this cohort, although estimates were imprecise due to the small cN+/ypN0 subgroup and limited events. Postoperative risk assessment should be based primarily on ypN status; these findings require validation in larger, preferably multicenter, cohorts.
SN  - 2234-943X
ER  -