Heritability estimation using genetic similarity representation
Abstract
We introduce a similarity representation framework for robust heritability estimation in Genome-Wide Association Studies (GWAS). This problem parallels the signal-to-noise ratio estimation problem in linear models with a large number of predictors. Traditional fixed- and random-effects methods for heritability estimation often impose restrictive assumptions on regression coefficients or the design (genotype) matrix. These assumptions are usually violated by the heterogeneous effects of genetic variants (regression coefficients) that depend on the genotype distribution and the correlation among genotypes due to linkage disequilibrium. This leads to the non-robust estimation of heritability in practice. To overcome these limitations, we propose a SiMILarity rEpresentation method (SMILE) which models the relationship between the outcome similarity and genetic similarity through Gram matrices. SMILE represents genetic similarity using a weighted Gram matrix of genotypes, where a data-dependent weight matrix is used to disentangle the heterogeneous variant effects from the genotype distribution. SMILE includes the classical random-effects model as a special case and improves the fixed-effects model by not requiring accurate estimation of the precision matrix or the regression coefficients. We develop a scalable implementation for efficient analysis of large biobank GWAS data. Extensive simulations and the analysis of the UK Biobank data demonstrate the robustness of the proposed method over the existing methods across a range of genetic architectures, and show that SMILE provides a versatile approach for heritability estimation.
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BibTeX
@misc{wang2026heritability,
title = {{Heritability estimation using genetic similarity representation}},
author = {Jianqiao Wang and Xihong Lin},
howpublished = {arXiv},
year = {2026},
month = sep,
doi = {10.48550/arxiv.2609.06392},
eprint = {2609.06392},
archivePrefix = {arXiv},
url = {https://arxiv.org/abs/2609.06392},
}
RIS
TY - UNPB
TI - Heritability estimation using genetic similarity representation
AU - Jianqiao Wang
AU - Xihong Lin
PY - 2026
DA - 2026/09/06
PB - arXiv
DO - 10.48550/arxiv.2609.06392
UR - https://arxiv.org/abs/2609.06392
AB - We introduce a similarity representation framework for robust heritability estimation in Genome-Wide Association Studies (GWAS). This problem parallels the signal-to-noise ratio estimation problem in linear models with a large number of predictors. Traditional fixed- and random-effects methods for heritability estimation often impose restrictive assumptions on regression coefficients or the design (genotype) matrix. These assumptions are usually violated by the heterogeneous effects of genetic variants (regression coefficients) that depend on the genotype distribution and the correlation among genotypes due to linkage disequilibrium. This leads to the non-robust estimation of heritability in practice. To overcome these limitations, we propose a SiMILarity rEpresentation method (SMILE) which models the relationship between the outcome similarity and genetic similarity through Gram matrices. SMILE represents genetic similarity using a weighted Gram matrix of genotypes, where a data-dependent weight matrix is used to disentangle the heterogeneous variant effects from the genotype distribution. SMILE includes the classical random-effects model as a special case and improves the fixed-effects model by not requiring accurate estimation of the precision matrix or the regression coefficients. We develop a scalable implementation for efficient analysis of large biobank GWAS data. Extensive simulations and the analysis of the UK Biobank data demonstrate the robustness of the proposed method over the existing methods across a range of genetic architectures, and show that SMILE provides a versatile approach for heritability estimation.
ER -