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Mutual Information Constrained Chernoff Bottleneck

Abstract

The classical information bottleneck (IB) measures the relevance of a representation U of X to a target Y by I(U;Y), which does not directly characterize the error of downstream decisions. For a binary hypothesis Y inferred from many separately encoded observations, the optimal error exponent is the Chernoff information between the two conditional distributions of U given Y. We study the mutual information constrained Chernoff bottleneck, which seeks an encoder that maximizes this Chernoff information subject to a rate constraint I(U;X) ≤ R. We show that its optimal value C(R) increases strictly up to R = H(V), where V merges the symbols of X with equal likelihood ratio, remains at the uncompressed exponent beyond, and, unlike the IB curve, need not be concave. We further show that k+1 outputs suffice to attain C(R), where k is the cardinality of V. We propose an alternating algorithm that updates the encoder via a generalized Blahut--Arimoto algorithm and the Chernoff parameter s via a nonlinear equation, and prove that its iterates remain feasible, with nondecreasing and convergent Chernoff information. Comparing with the classical IB for n samples, we show that, whenever the two objectives disagree, the IB encoder has the smaller equivocation H(Y|Un) at n = 1, whereas the Chernoff bottleneck has the smaller error probability and equivocation for all large n. Numerical experiments confirm the theory, and on real topic-detection data from the 20 Newsgroups corpus, compressing each word to only 17% of its entropy retains 90% of the error exponent and nearly the accuracy of the uncompressed classifier.

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BibTeX
@misc{tang2026mutual,
  title = {{Mutual Information Constrained Chernoff Bottleneck}},
  author = {Dier Tang and Guangyue Han},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2609.37994},
  eprint = {2609.37994},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2609.37994},
}
RIS
TY  - UNPB
TI  - Mutual Information Constrained Chernoff Bottleneck
AU  - Dier Tang
AU  - Guangyue Han
PY  - 2026
DA  - 2026/10/19
PB  - arXiv
DO  - 10.48550/arxiv.2609.37994
UR  - https://arxiv.org/abs/2609.37994
AB  - The classical information bottleneck (IB) measures the relevance of a representation U of X to a target Y by I(U;Y), which does not directly characterize the error of downstream decisions. For a binary hypothesis Y inferred from many separately encoded observations, the optimal error exponent is the Chernoff information between the two conditional distributions of U given Y. We study the mutual information constrained Chernoff bottleneck, which seeks an encoder that maximizes this Chernoff information subject to a rate constraint I(U;X) ≤ R. We show that its optimal value C(R) increases strictly up to R = H(V), where V merges the symbols of X with equal likelihood ratio, remains at the uncompressed exponent beyond, and, unlike the IB curve, need not be concave. We further show that k+1 outputs suffice to attain C(R), where k is the cardinality of V. We propose an alternating algorithm that updates the encoder via a generalized Blahut--Arimoto algorithm and the Chernoff parameter s via a nonlinear equation, and prove that its iterates remain feasible, with nondecreasing and convergent Chernoff information. Comparing with the classical IB for n samples, we show that, whenever the two objectives disagree, the IB encoder has the smaller equivocation H(Y|U^n) at n = 1, whereas the Chernoff bottleneck has the smaller error probability and equivocation for all large n. Numerical experiments confirm the theory, and on real topic-detection data from the 20 Newsgroups corpus, compressing each word to only 17% of its entropy retains 90% of the error exponent and nearly the accuracy of the uncompressed classifier.
ER  -