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PreprintCC BY 4.0arXiv

Certified Behavioral Retention for Continual Adaptation with Held-Out Anchors

Abstract

Continual adaptation requires deciding not only how to update a model, but whether to commit an update without exceeding a declared budget for changes to protected behavior. We introduce Certified Anchor-Based Adaptation (CABA), a candidate-agnostic post-update gate that reserves historical observations from candidate optimization, compares old and candidate policies on frozen representations, and selects the largest tested interpolation coefficient whose worst-anchor forward KL divergence remains within budget. The finite check requires neither action labels nor complete trajectories. We develop a theory-led certification framework that separates measured anchor retention from conditional off-anchor guarantees. Under explicit representation-coverage and Lipschitz assumptions, an accepted update satisfies a uniform behavioral-divergence bound on protected support. The analysis gives regularity bounds for affine softmax heads, probabilistic coverage and compression guarantees, interpolation monotonicity conditions, grid-resolution bounds, and trajectory-level and sequential-composition guarantees. In a controlled UCI Human Activity Recognition study used as a non-stationary sensor-policy proxy, CABA reduces mean forgetting from 1.01 percent for unconstrained adaptation to 0.00 percent at budget epsilon = 0.05, while reducing final average accuracy from 93.04 percent to 88.48 percent. The experiment illustrates a retention-plasticity trade-off and does not establish foundation-model or robotic performance. CABA provides an auditable retention check for candidate generators exposing comparable policy distributions and a declared update path, while deployment also requires separate evidence of current-task utility.

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BibTeX
@misc{ariq2026certified,
  title = {{Certified Behavioral Retention for Continual Adaptation with Held-Out Anchors}},
  author = {Ahanaf Hasan Ariq and Abrar Shahid},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.40740},
  eprint = {2610.40740},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.40740},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Certified Behavioral Retention for Continual Adaptation with Held-Out Anchors
AU  - Ahanaf Hasan Ariq
AU  - Abrar Shahid
PY  - 2026
DA  - 2026/10/29
PB  - arXiv
DO  - 10.48550/arxiv.2610.40740
UR  - https://arxiv.org/abs/2610.40740
AB  - Continual adaptation requires deciding not only how to update a model, but whether to commit an update without exceeding a declared budget for changes to protected behavior. We introduce Certified Anchor-Based Adaptation (CABA), a candidate-agnostic post-update gate that reserves historical observations from candidate optimization, compares old and candidate policies on frozen representations, and selects the largest tested interpolation coefficient whose worst-anchor forward KL divergence remains within budget. The finite check requires neither action labels nor complete trajectories. We develop a theory-led certification framework that separates measured anchor retention from conditional off-anchor guarantees. Under explicit representation-coverage and Lipschitz assumptions, an accepted update satisfies a uniform behavioral-divergence bound on protected support. The analysis gives regularity bounds for affine softmax heads, probabilistic coverage and compression guarantees, interpolation monotonicity conditions, grid-resolution bounds, and trajectory-level and sequential-composition guarantees. In a controlled UCI Human Activity Recognition study used as a non-stationary sensor-policy proxy, CABA reduces mean forgetting from 1.01 percent for unconstrained adaptation to 0.00 percent at budget epsilon = 0.05, while reducing final average accuracy from 93.04 percent to 88.48 percent. The experiment illustrates a retention-plasticity trade-off and does not establish foundation-model or robotic performance. CABA provides an auditable retention check for candidate generators exposing comparable policy distributions and a declared update path, while deployment also requires separate evidence of current-task utility.
ER  -