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PreprintCC BYmedRxiv

Lung function variability and the burden of COPD and lung restriction in South Africa and Burkina Faso: results from the AWI-Gen study

3 more authors
  1. 1Division of Public Health and Epidemiology, School of Medical Sciences, University of Leicester, UK

Abstract

BackgroundPopulation-based spirometry data from sub-Saharan Africa remain limited. We characterised lung function, chronic obstructive pulmonary disease (COPD), lung restriction and associated factors from two Sub-Saharan African countries.

MethodsWe performed spirometry using ndd Easy On-PC spirometers among adults aged [≥]40 years from population-based cohorts in four communities in Burkina Faso and South Africa from January 2019-April 2022. We included 1,619 participants (936 women, 683 men) with repeatable forced expiratory volume in one second (FEV1) and forced vital capacity (FVC). COPD was defined as FEV1/FVC<0.70 and lung restriction as FEV1/FVC[≥]0.70, with FVC<80% predicted. We used multivariable models to test factors associated with lung function measurements (FEV1, FVC and FEV1/FVC), COPD and lung restriction.

ResultsMedian FEV1 and FVC ranged from 1.940-2.273L and 2.521-2.883L, respectively. COPD prevalence was 16.1% (95% CI 14.4-18.0; site range 10.8%-24.5%) and lung restriction prevalence was 21.3% (95% CI 19.4-23.4; site range 11.3%-36.2%). Prior tuberculosis was associated with higher odds of COPD (OR 2.86, 95% CI 1.75-4.59) and lower FEV1, FVC and FEV1/FVC. HIV infection was associated with higher COPD odds (OR 1.67, 95% CI 1.01-2.72) and lower FEV1/FVC. Hypertension was associated with higher lung restriction odds (OR 1.46, 95% CI 1.07-2.00) and lower FEV1 and FVC. Diabetes was associated with lower COPD odds (OR 0.50, 95% CI 0.24-0.94), lower FVC and higher FEV1/FVC. Ever-smoking and older age were associated with higher COPD odds (OR 2.21, 95% CI 1.48-3.32; OR 1.05, 95% CI 1.03-1.07, respectively); older age was associated with higher lung restriction odds (OR 1.02, 95% CI 1.00-1.04).

ConclusionThis multisite study highlights substantial heterogeneity in COPD and lung restriction prevalence across African populations and identifies respiratory multimorbidity with infectious and cardiometabolic conditions. These findings provide population-based evidence to inform respiratory surveillance in sub-Saharan Africa.

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BibTeX
@misc{adonyo2026lung,
  title = {{Lung function variability and the burden of COPD and lung restriction in South Africa and Burkina Faso: results from the AWI-Gen study}},
  author = {E. Adonyo and J. Chen and C. John and R. Packer and M. Ramsay and C. Batini and R. v. Zyl-Smit and M. Mer and P. R. Boua and G. Agongo and F. X. Gomez-Olive and R. G. Mashaba and M. D. Tobin and A. L. Guyatt and L. Micklesfield},
  howpublished = {medRxiv},
  year = {2026},
  month = sep,
  doi = {10.64898/2026.09.22.26363668},
  url = {https://www.medrxiv.org/content/10.64898/2026.09.22.26363668v1},
  note = {CC BY},
}
RIS
TY  - UNPB
TI  - Lung function variability and the burden of COPD and lung restriction in South Africa and Burkina Faso: results from the AWI-Gen study
AU  - E. Adonyo
AU  - J. Chen
AU  - C. John
AU  - R. Packer
AU  - M. Ramsay
AU  - C. Batini
AU  - R. v. Zyl-Smit
AU  - M. Mer
AU  - P. R. Boua
AU  - G. Agongo
AU  - F. X. Gomez-Olive
AU  - R. G. Mashaba
AU  - M. D. Tobin
AU  - A. L. Guyatt
AU  - L. Micklesfield
PY  - 2026
DA  - 2026/09/22
PB  - medRxiv
DO  - 10.64898/2026.09.22.26363668
UR  - https://www.medrxiv.org/content/10.64898/2026.09.22.26363668v1
AB  - BackgroundPopulation-based spirometry data from sub-Saharan Africa remain limited. We characterised lung function, chronic obstructive pulmonary disease (COPD), lung restriction and associated factors from two Sub-Saharan African countries.  MethodsWe performed spirometry using ndd Easy On-PC spirometers among adults aged [≥]40 years from population-based cohorts in four communities in Burkina Faso and South Africa from January 2019-April 2022. We included 1,619 participants (936 women, 683 men) with repeatable forced expiratory volume in one second (FEV1) and forced vital capacity (FVC). COPD was defined as FEV1/FVC<0.70 and lung restriction as FEV1/FVC[≥]0.70, with FVC<80% predicted. We used multivariable models to test factors associated with lung function measurements (FEV1, FVC and FEV1/FVC), COPD and lung restriction.  ResultsMedian FEV1 and FVC ranged from 1.940-2.273L and 2.521-2.883L, respectively. COPD prevalence was 16.1% (95% CI 14.4-18.0; site range 10.8%-24.5%) and lung restriction prevalence was 21.3% (95% CI 19.4-23.4; site range 11.3%-36.2%). Prior tuberculosis was associated with higher odds of COPD (OR 2.86, 95% CI 1.75-4.59) and lower FEV1, FVC and FEV1/FVC. HIV infection was associated with higher COPD odds (OR 1.67, 95% CI 1.01-2.72) and lower FEV1/FVC. Hypertension was associated with higher lung restriction odds (OR 1.46, 95% CI 1.07-2.00) and lower FEV1 and FVC. Diabetes was associated with lower COPD odds (OR 0.50, 95% CI 0.24-0.94), lower FVC and higher FEV1/FVC. Ever-smoking and older age were associated with higher COPD odds (OR 2.21, 95% CI 1.48-3.32; OR 1.05, 95% CI 1.03-1.07, respectively); older age was associated with higher lung restriction odds (OR 1.02, 95% CI 1.00-1.04).  ConclusionThis multisite study highlights substantial heterogeneity in COPD and lung restriction prevalence across African populations and identifies respiratory multimorbidity with infectious and cardiometabolic conditions. These findings provide population-based evidence to inform respiratory surveillance in sub-Saharan Africa.
ER  -