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PreprintCC BY-NC-NDmedRxiv

Leveraging Large Language Models for Colorectal Cancer Symptom Extraction from MIMIC-IV Clinical Notes

  1. 1University of Michigan

Abstract

BackgroundMuch of the symptom burden in colorectal cancer (CRC) patients is documented in unstructured discharge-note narrative, and manual extraction is not scalable. Whether large language models (LLMs) outperform rule-based and named entity recognition (NER) methods has not been rigorously benchmarked.

ObjectiveTo benchmark rule-based, NER, and zero-shot LLM methods for extracting 46 cancer-related symptoms from CRC discharge notes against an adjudicated ground truth.

MethodsWe analyzed 2,704 discharge notes from CRC patients in MIMIC-IV. A 46-symptom target list was built from the Memorial Symptom Assessment Scale and the EORTC QLQ-CR29. Four approaches -- dictionary-based rule matching, pretrained clinical NER, and zero-shot Claude Haiku and Gemini 3.5 Flash -- plus two hybrid variants (LLM output with post-hoc rule-based negation filtering) were evaluated against a 200-note gold standard adjudicated by two raters (pooled kappa=0.71, macro kappa=0.49), using Macro/Micro F1, precision, and recall.

ResultsGemini 3.5 Flash performed best (Macro F1=0.70, Micro F1=0.86, Macro Precision=0.74), followed by Claude Haiku (Macro F1=0.63, Macro Recall=0.71); both substantially outperformed rule-based (Macro F1=0.44) and NER (Macro F1=0.38) methods. Post-hoc negation filtering paradoxically degraded LLM performance (Gemini+Hybrid Macro F1=0.58; Claude+Hybrid Macro F1=0.54) by overriding correct predictions through rigid, fixed-window matching.

ConclusionsZero-shot LLMs substantially outperform rule-based and NER approaches for CRC symptom extraction; post-hoc negation correction should not be applied to LLM outputs without syntactic scope validation. Implications for Practice: Zero-shot LLM extraction offers a scalable, accurate alternative to manual chart review and traditional NLP pipelines for oncology symptom surveillance, without institution-specific rule development or model training.

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BibTeX
@misc{lee2026leveraging,
  title = {{Leveraging Large Language Models for Colorectal Cancer Symptom Extraction from MIMIC-IV Clinical Notes}},
  author = {Y. Lee and I. Dinov and X. Hu and Y. Jiang},
  howpublished = {medRxiv},
  year = {2026},
  month = sep,
  doi = {10.64898/2026.09.15.26362961},
  url = {https://www.medrxiv.org/content/10.64898/2026.09.15.26362961v1},
  note = {CC BY-NC-ND},
}
RIS
TY  - UNPB
TI  - Leveraging Large Language Models for Colorectal Cancer Symptom Extraction from MIMIC-IV Clinical Notes
AU  - Y. Lee
AU  - I. Dinov
AU  - X. Hu
AU  - Y. Jiang
PY  - 2026
DA  - 2026/09/15
PB  - medRxiv
DO  - 10.64898/2026.09.15.26362961
UR  - https://www.medrxiv.org/content/10.64898/2026.09.15.26362961v1
AB  - BackgroundMuch of the symptom burden in colorectal cancer (CRC) patients is documented in unstructured discharge-note narrative, and manual extraction is not scalable. Whether large language models (LLMs) outperform rule-based and named entity recognition (NER) methods has not been rigorously benchmarked.  ObjectiveTo benchmark rule-based, NER, and zero-shot LLM methods for extracting 46 cancer-related symptoms from CRC discharge notes against an adjudicated ground truth.  MethodsWe analyzed 2,704 discharge notes from CRC patients in MIMIC-IV. A 46-symptom target list was built from the Memorial Symptom Assessment Scale and the EORTC QLQ-CR29. Four approaches -- dictionary-based rule matching, pretrained clinical NER, and zero-shot Claude Haiku and Gemini 3.5 Flash -- plus two hybrid variants (LLM output with post-hoc rule-based negation filtering) were evaluated against a 200-note gold standard adjudicated by two raters (pooled kappa=0.71, macro kappa=0.49), using Macro/Micro F1, precision, and recall.  ResultsGemini 3.5 Flash performed best (Macro F1=0.70, Micro F1=0.86, Macro Precision=0.74), followed by Claude Haiku (Macro F1=0.63, Macro Recall=0.71); both substantially outperformed rule-based (Macro F1=0.44) and NER (Macro F1=0.38) methods. Post-hoc negation filtering paradoxically degraded LLM performance (Gemini+Hybrid Macro F1=0.58; Claude+Hybrid Macro F1=0.54) by overriding correct predictions through rigid, fixed-window matching.  ConclusionsZero-shot LLMs substantially outperform rule-based and NER approaches for CRC symptom extraction; post-hoc negation correction should not be applied to LLM outputs without syntactic scope validation. Implications for Practice: Zero-shot LLM extraction offers a scalable, accurate alternative to manual chart review and traditional NLP pipelines for oncology symptom surveillance, without institution-specific rule development or model training.
ER  -