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PreprintCC BY 4.0Zenodo

Human-in-Command (HIC) Governance for Generative AI Copyright and Physical-Layer Defense — Mathematical Formalization of $10B-Scale TCO Optimization, Decoupled Cluster/Unlearning Data Shapley, CLAP Multi-Stem Audio Attribution, Sub-1.5-ms HIC-CBF-QP Subsea Rerouting under UNCLOS, QPUF Silicon Root of Trust, and NIST FIPS 203 (ML-KEM-768) Edge TEE Provenance

  1. 1Autonomous Living & Physical Infrastructure Institute, Iwakuni, Yamaguchi, Japan

Abstract

This monograph establishes a unified mathematical, cryptographic, control-theoretic, and international legal framework anchored in Human-in-Command (HIC) sovereign governance, integrating Layer-3 Generative AI Copyright & Streaming Provenance Governance with Layer-1/2 Physical & Subsea Autonomous Defense Infrastructure. Under the Human-in-Command (HIC) doctrine, deterministic hardware co-processors (HITL0) execute sub-millisecond defensive actions within human-authored constitutional safety invariants h_HIC(x) >= 0, while ultimate sovereign authority over intellectual property valuation, unlearning revocation, and geopolitical non-escalation remains strictly under human command. Across seven core propositions (P1–P7), we prove: (P1) HIC Macro-Economic TCO Optimization: converting heavy-tailed ex-post copyright litigation and model disgorgement risks into predictable variable revenues via Data Shapley dividends, while eliminating 10M–100M/day subsea cable cut downtime via Distributed Acoustic Sensing (DAS), HIC-governed Control Barrier Function Quadratic Programming (HIC-CBF-QP) rerouting in < 12.5 ms, and Space-Based Post-Quantum/QKD (SPOQC) redundancy; (P2) Zero-Latency Decoupling under HIC: separating asynchronous offline Monte Carlo / Cluster / Unlearning Shapley valuation during model updates from O(1) inference lookups (0 ms inference overhead), and executing HIC-CBF-QP on a parallel HITL0 co-processor with zero normal-mode latency and < 1.5 ms measured threat override; (P3) Silicon Supply-Chain Integrity: embedding chip-level Quantum Physical Unclonable Functions (QPUF) alongside NIST FIPS 203 (ML-KEM-768) to mathematically exclude counterfeit dies; (P4) International Maritime Law (UNCLOS) Compliance: resolving flag-state jurisdictional gaps (UNCLOS Articles 92, 110, 113) via HIC-authorized non-kinetic, self-defensive traffic evacuation without extraterritorial law enforcement; (P5) Open Standards & Modular HIC-API Governance; (P6) Multi-Dimensional Audio Stem Attribution: combining CLAP embeddings with 4-stem source separation and Cluster Shapley to axiomatically allocate Clean Corpus royalties across master owners, songwriters, and performers; and (P7) Edge TEE Chain of Provenance verifying exact human creator sovereignty in real time.

【和文要旨】本稿は、Human-in-Command(人間主権統制:HIC)を最高統治原理として、第3層(L3):生成AI著作権・来歴ガバナンスと第1・第2層(L1/L2):物理層・海底光ケーブル自律防衛インフラを統合する数理経済学・制御工学・耐量子暗号学・国際海洋法(UNCLOS)の一般理論体系(全7命題 P1〜P7)を構築する。Human-in-Command(HIC)原則の下では、人間(権利者・主権統治者)が安全不変条件 h_HIC(x) >= 0・著作権クリーンコーパス承認・アンラーニング撤回権の最終主権を保持し、物理層の並列監視コプロセッサ(HITL0)がその人間主権境界の内部でミリ秒未満の自律防衛を執行する。

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BibTeX
@misc{hasebe長谷部2026humanincommand,
  title = {{Human-in-Command (HIC) Governance for Generative AI Copyright and Physical-Layer Defense — Mathematical Formalization of $10B-Scale TCO Optimization, Decoupled Cluster/Unlearning Data Shapley, CLAP Multi-Stem Audio Attribution, Sub-1.5-ms HIC-CBF-QP Subsea Rerouting under UNCLOS, QPUF Silicon Root of Trust, and NIST FIPS 203 (ML-KEM-768) Edge TEE Provenance}},
  author = {Yoko(洋子) Hasebe(長谷部)},
  howpublished = {Zenodo},
  year = {2026},
  month = oct,
  doi = {10.5281/zenodo.23447492},
  url = {https://zenodo.org/records/23447492},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Human-in-Command (HIC) Governance for Generative AI Copyright and Physical-Layer Defense — Mathematical Formalization of $10B-Scale TCO Optimization, Decoupled Cluster/Unlearning Data Shapley, CLAP Multi-Stem Audio Attribution, Sub-1.5-ms HIC-CBF-QP Subsea Rerouting under UNCLOS, QPUF Silicon Root of Trust, and NIST FIPS 203 (ML-KEM-768) Edge TEE Provenance
AU  - Yoko(洋子) Hasebe(長谷部)
PY  - 2026
DA  - 2026/10/18
PB  - Zenodo
DO  - 10.5281/zenodo.23447492
UR  - https://zenodo.org/records/23447492
AB  - This monograph establishes a unified mathematical, cryptographic, control-theoretic, and international legal framework anchored in Human-in-Command (HIC) sovereign governance, integrating Layer-3 Generative AI Copyright & Streaming Provenance Governance with Layer-1/2 Physical & Subsea Autonomous Defense Infrastructure. Under the Human-in-Command (HIC) doctrine, deterministic hardware co-processors (HITL0) execute sub-millisecond defensive actions within human-authored constitutional safety invariants h_HIC(x) >= 0, while ultimate sovereign authority over intellectual property valuation, unlearning revocation, and geopolitical non-escalation remains strictly under human command. Across seven core propositions (P1–P7), we prove: (P1) HIC Macro-Economic TCO Optimization: converting heavy-tailed ex-post copyright litigation and model disgorgement risks into predictable variable revenues via Data Shapley dividends, while eliminating 10M–100M/day subsea cable cut downtime via Distributed Acoustic Sensing (DAS), HIC-governed Control Barrier Function Quadratic Programming (HIC-CBF-QP) rerouting in < 12.5 ms, and Space-Based Post-Quantum/QKD (SPOQC) redundancy; (P2) Zero-Latency Decoupling under HIC: separating asynchronous offline Monte Carlo / Cluster / Unlearning Shapley valuation during model updates from O(1) inference lookups (0 ms inference overhead), and executing HIC-CBF-QP on a parallel HITL0 co-processor with zero normal-mode latency and < 1.5 ms measured threat override; (P3) Silicon Supply-Chain Integrity: embedding chip-level Quantum Physical Unclonable Functions (QPUF) alongside NIST FIPS 203 (ML-KEM-768) to mathematically exclude counterfeit dies; (P4) International Maritime Law (UNCLOS) Compliance: resolving flag-state jurisdictional gaps (UNCLOS Articles 92, 110, 113) via HIC-authorized non-kinetic, self-defensive traffic evacuation without extraterritorial law enforcement; (P5) Open Standards & Modular HIC-API Governance; (P6) Multi-Dimensional Audio Stem Attribution: combining CLAP embeddings with 4-stem source separation and Cluster Shapley to axiomatically allocate Clean Corpus royalties across master owners, songwriters, and performers; and (P7) Edge TEE Chain of Provenance verifying exact human creator sovereignty in real time.  【和文要旨】本稿は、Human-in-Command(人間主権統制:HIC)を最高統治原理として、第3層(L3):生成AI著作権・来歴ガバナンスと第1・第2層(L1/L2):物理層・海底光ケーブル自律防衛インフラを統合する数理経済学・制御工学・耐量子暗号学・国際海洋法(UNCLOS)の一般理論体系(全7命題 P1〜P7)を構築する。Human-in-Command(HIC)原則の下では、人間(権利者・主権統治者)が安全不変条件 h_HIC(x) >= 0・著作権クリーンコーパス承認・アンラーニング撤回権の最終主権を保持し、物理層の並列監視コプロセッサ(HITL0)がその人間主権境界の内部でミリ秒未満の自律防衛を執行する。
ER  -