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Peer-reviewedCC BY-NC 4.0The Journal of Chemical Physics

Orthogonally constrained CASSCF framework: Newton–Raphson orbital optimization and nuclear gradients

Abstract

In a recent work [S. Yalouz and V. Robert, J. Chem. Theory Comput. 19, 1381 (2023)], we introduced the foundations of an orthogonally constrained complete active space self-consistent field (OC-CASSCF) framework that produces state-specific molecular orbitals for mutually orthogonal multiconfigurational electronic states. In the present study, we extend this approach by incorporating a Newton–Raphson orbital-optimization scheme, for which we derive the analytical expressions of the orbital gradient and Hessian. Furthermore, we outline a practical route toward the evaluation of analytical nuclear gradients, enabling geometry optimizations within the OC-CASSCF formalism. Benchmark calculations on the three lowest singlet states of LiH and H2O molecules demonstrate a systematic improvement as compared to conventional state-averaged CASSCF, even when using modestly sized active spaces.

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BibTeX
@article{delafosse2026orthogonally,
  title = {{Orthogonally constrained CASSCF framework: Newton–Raphson orbital optimization and nuclear gradients}},
  author = {Loris Delafosse and Vincent Robert and Saad Yalouz},
  journal = {The Journal of Chemical Physics},
  year = {2026},
  month = jun,
  doi = {10.1063/5.0324860},
  url = {https://univoak.hal.science/hal-05754319v1},
  note = {CC BY-NC 4.0},
}
RIS
TY  - JOUR
TI  - Orthogonally constrained CASSCF framework: Newton–Raphson orbital optimization and nuclear gradients
AU  - Loris Delafosse
AU  - Vincent Robert
AU  - Saad Yalouz
PY  - 2026
DA  - 2026/06/28
JO  - The Journal of Chemical Physics
DO  - 10.1063/5.0324860
UR  - https://univoak.hal.science/hal-05754319v1
AB  - In a recent work [S. Yalouz and V. Robert, J. Chem. Theory Comput. 19, 1381 (2023)], we introduced the foundations of an orthogonally constrained complete active space self-consistent field (OC-CASSCF) framework that produces state-specific molecular orbitals for mutually orthogonal multiconfigurational electronic states. In the present study, we extend this approach by incorporating a Newton–Raphson orbital-optimization scheme, for which we derive the analytical expressions of the orbital gradient and Hessian. Furthermore, we outline a practical route toward the evaluation of analytical nuclear gradients, enabling geometry optimizations within the OC-CASSCF formalism. Benchmark calculations on the three lowest singlet states of LiH and H2O molecules demonstrate a systematic improvement as compared to conventional state-averaged CASSCF, even when using modestly sized active spaces.
SN  - 0021-9606
SN  - 1089-7690
ER  -