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PreprintCC BY 4.0arXiv

Risk-Constrained MPPI Tuning with Update-Aware MA-ES Racing

Abstract

We formulate offline tuning of Model Predictive Path Integral (MPPI) controllers as a chance-constrained black-box optimization problem and develop an update-aware framework based on Matrix Adaptation Evolution Strategy (MA-ES). We use statistical information from noisy controller evaluations to determine when the evolutionary update is sufficiently reliable. When the recombination direction is certified, a derivative-free nonmonotone line search (NMLS) is used to refine the candidate solution, and a separate validation stage assesses the final frozen controller. We establish a worst-case arithmetic-complexity bound for both online MPPI control and offline tuning. Numerical experiments on TurtleBot 4, Jackal-like, and Ackermann models show that the proposed NMLS refinement is competitive with standard MA-ES, transfers across the three vehicle models without model-specific retuning, and improves several cost and validation measures. Both MA-ES variants also compare favorably with the tested randomized derivative-free line search (VRBBO) configuration. The results support the practical applicability and transferability of the proposed framework, while not claiming universal superiority or hardware-level safety.

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BibTeX
@misc{kimiaei2026riskconstrained,
  title = {{Risk-Constrained MPPI Tuning with Update-Aware MA-ES Racing}},
  author = {Morteza Kimiaei and Roya Khalili-Amirabadi and Mohsen Jalaeian-Farimani},
  howpublished = {arXiv},
  year = {2026},
  month = oct,
  doi = {10.48550/arxiv.2610.14965},
  eprint = {2610.14965},
  archivePrefix = {arXiv},
  url = {https://arxiv.org/abs/2610.14965},
  note = {CC BY 4.0},
}
RIS
TY  - UNPB
TI  - Risk-Constrained MPPI Tuning with Update-Aware MA-ES Racing
AU  - Morteza Kimiaei
AU  - Roya Khalili-Amirabadi
AU  - Mohsen Jalaeian-Farimani
PY  - 2026
DA  - 2026/10/10
PB  - arXiv
DO  - 10.48550/arxiv.2610.14965
UR  - https://arxiv.org/abs/2610.14965
AB  - We formulate offline tuning of Model Predictive Path Integral (MPPI) controllers as a chance-constrained black-box optimization problem and develop an update-aware framework based on Matrix Adaptation Evolution Strategy (MA-ES). We use statistical information from noisy controller evaluations to determine when the evolutionary update is sufficiently reliable. When the recombination direction is certified, a derivative-free nonmonotone line search (NMLS) is used to refine the candidate solution, and a separate validation stage assesses the final frozen controller. We establish a worst-case arithmetic-complexity bound for both online MPPI control and offline tuning. Numerical experiments on TurtleBot 4, Jackal-like, and Ackermann models show that the proposed NMLS refinement is competitive with standard MA-ES, transfers across the three vehicle models without model-specific retuning, and improves several cost and validation measures. Both MA-ES variants also compare favorably with the tested randomized derivative-free line search (VRBBO) configuration. The results support the practical applicability and transferability of the proposed framework, while not claiming universal superiority or hardware-level safety.
ER  -